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SWZ

Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$4.62M +$38.6K +5,189 +0.9%
Lazard Asset Management
2
Lazard Asset Management
New York
$3.54M +$823K +110,572 +31%
1CP
3
1607 Capital Partners
Virginia
$2.8M +$295K +39,618 +12%
CL
4
CSS LLC
Illinois
$2.47M
AGM
5
Alpine Global Management
New York
$2.01M +$95.2K +12,798 +5%
Geode Capital Management
6
Geode Capital Management
Massachusetts
$2M
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$1.59M -$1.6K -215 -0.1%
WAM
8
Wolverine Asset Management
Illinois
$1.57M +$661K +88,831 +76%
BI
9
Bulldog Investors
New Jersey
$1.18M -$87.2K -11,724 -7%
UCI
10
Uncommon Cents Investing
Wisconsin
$708K
LCM
11
Landscape Capital Management
New Jersey
$538K +$318K +42,752 +154%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$505K +$250K +33,617 +102%
CA
13
Cornerstone Advisors
North Carolina
$473K +$463K +62,285 New
Morgan Stanley
14
Morgan Stanley
New York
$266K
SSWM
15
Smith Salley Wealth Management
North Carolina
$156K +$152K +20,465 New
Walleye Trading
16
Walleye Trading
New York
$151K -$2.23K -300 -1%
CRC
17
Curi RMB Capital
Illinois
$150K +$146K +19,622 New
COLIM
18
City of London Investment Management
United Kingdom
$149K +$146K +19,605 New
AP
19
Advisor Partners
California
$135K
CICI
20
Capital Investment Counsel Inc
North Carolina
$114K +$111K +14,961 New
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$72K -$27.3K -3,666 -28%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$69K +$2.75K +370 +4%
UBS Group
23
UBS Group
Switzerland
$47K -$9.17K -1,232 -17%
BBHC
24
Brown Brothers Harriman & Co
New York
$34K
Bank of America
25
Bank of America
North Carolina
$28K -$7 -1 -0%