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SWZ

Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Allspring Global Investments
1
Allspring Global Investments
North Carolina
$19.2M -$210K -24,462 -1%
Lazard Asset Management
2
Lazard Asset Management
New York
$6.66M +$346K +40,204 +6%
1CP
3
1607 Capital Partners
Virginia
$3.65M +$374K +43,501 +12%
SFS
4
Shaker Financial Services
Virginia
$2.93M +$33K +3,835 +1%
CL
5
CSS LLC
Illinois
$2.6M -$93.7K -10,893 -4%
GRQ
6
Gardner Russo & Quinn
Pennsylvania
$2.54M +$34.3K +3,982 +1%
SCM
7
Saba Capital Management
New York
$2.34M +$2.25M +261,182 New
BI
8
Bulldog Investors
New Jersey
$2.13M +$4.13K +480 +0.2%
KIM
9
Karpus Investment Management
New York
$1.9M -$117K -13,585 -6%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$1.11M -$2.12K -246 -0.2%
Morgan Stanley
11
Morgan Stanley
New York
$1M +$136K +15,785 +16%
UPS
12
UHLMANN PRICE SECURITIES
Illinois
$892K +$857K +99,685 New
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$863K +$132K +15,403 +19%
UCI
14
Uncommon Cents Investing
Wisconsin
$823K +$860 +100 +0.1%
BBPWM
15
Blue Bell Private Wealth Management
Pennsylvania
$817K
SA
16
Sanctuary Advisors
Indiana
$710K +$12K +1,390 +2%
UBS Group
17
UBS Group
Switzerland
$622K -$15.9K -1,850 -3%
AA
18
AQR Arbitrage
Connecticut
$352K -$95.1K -11,058 -22%
DCM
19
Delta Capital Management
New Jersey
$299K
DAS
20
Dynamic Advisor Solutions
Arizona
$183K -$13.4K -1,560 -7%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$160K
LPL Financial
22
LPL Financial
California
$158K +$35.8K +4,160 +31%
GI
23
GAMCO Investors
Connecticut
$144K
CICI
24
Capital Investment Counsel Inc
North Carolina
$134K
KAS
25
Kestra Advisory Services
Texas
$115K