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SWZ

Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Allspring Global Investments
1
Allspring Global Investments
North Carolina
$12.9M +$1.21M +196,505 +10%
MC
2
Matisse Capital
Oregon
$3.69M +$3.73M +607,000 New
CL
3
CSS LLC
Illinois
$3.31M +$121K +19,755 +4%
GRQ
4
Gardner Russo & Quinn
Pennsylvania
$2.64M
RCM
5
Rivernorth Capital Management
Florida
$2.3M -$1.79M -291,309 -43%
SCM
6
Saba Capital Management
New York
$1.84M +$354K +57,579 +23%
SFS
7
Shaker Financial Services
Virginia
$1.82M +$974K +158,502 +113%
KIM
8
Karpus Investment Management
New York
$1.26M -$188K -30,592 -13%
CC
9
CF Capital
Massachusetts
$1.18M +$267K +43,465 +29%
BBPWM
10
Blue Bell Private Wealth Management
Pennsylvania
$1.17M +$539K +87,695 +84%
YCM
11
Yakira Capital Management
Connecticut
$1.17M +$323K +52,639 +38%
UCI
12
Uncommon Cents Investing
Wisconsin
$754K +$154 +25 +0%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$747K -$193K -31,355 -20%
UPS
14
UHLMANN PRICE SECURITIES
Illinois
$679K +$43.3K +7,045 +7%
BI
15
Bulldog Investors
New Jersey
$650K
AGM
16
Alpine Global Management
New York
$532K +$538K +87,500 New
BFM
17
Boothbay Fund Management
New York
$532K +$538K +87,500 New
QL
18
Quarry LP
New York
$456K +$461K +75,080 New
NWMP
19
Noble Wealth Management PBC
Colorado
$330K +$333K +54,212 New
Morgan Stanley
20
Morgan Stanley
New York
$323K -$20.2K -3,284 -6%
PMG
21
Private Management Group
California
$301K
DCM
22
Delta Capital Management
New Jersey
$203K
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$117K +$56.1K +9,126 +90%
KAS
24
Kestra Advisory Services
Texas
$114K
GI
25
GAMCO Investors
Connecticut
$97.6K