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SWZ

Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Lazard Asset Management
1
Lazard Asset Management
New York
$79.7M -$534K -37,500 -0.7%
1CP
2
1607 Capital Partners
Virginia
$61.9M -$421K -29,593 -0.7%
Wells Fargo
3
Wells Fargo
California
$24.4M +$299K +21,027 +1%
BI
4
Bulldog Investors
New Jersey
$23.4M +$204K +14,366 +0.9%
KIM
5
Karpus Investment Management
New York
$17.3M -$163K -11,446 -0.9%
Grantham, Mayo, Van Otterloo & Co (GMO)
6
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$5.14M +$4.09M +287,514 +355%
DT
7
Diversified Trust
Tennessee
$4.42M -$367K -25,800 -8%
DMAM
8
Del Mar Asset Management
New York
$2.67M +$2.72M +191,500 New
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$2.25M +$2.29M +160,948 New
COLIM
10
City of London Investment Management
United Kingdom
$1.61M +$823K +57,850 +100%
CCB
11
Cutter & Co Brokerage
Missouri
$1.6M -$7.95K -559 -0.5%
Bank of America
12
Bank of America
North Carolina
$1.48M -$307K -21,576 -17%
WAM
13
Wolverine Asset Management
Illinois
$954K -$779K -54,736 -44%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$840K -$17.4K -1,226 -2%
CCM
15
Cutler Capital Management
Massachusetts
$837K
GRQ
16
Gardner Russo & Quinn
Pennsylvania
$782K +$71.1K +5,000 +10%
JGUA
17
John G. Ullman & Associates
New York
$775K -$52.6K -3,700 -6%
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$684K +$433K +30,403 +163%
Morgan Stanley
19
Morgan Stanley
New York
$613K -$51.7K -3,633 -8%
CA
20
Cornerstone Advisors
North Carolina
$521K -$854K -60,049 -62%
CL
21
CSS LLC
Illinois
$517K +$527K +37,042 New
MIC
22
Meridian Investment Counsel
California
$472K +$482K +33,852 New
SG Americas Securities
23
SG Americas Securities
New York
$417K +$426K +29,909 New
SRC
24
Shufro Rose & Co
New York
$411K -$14.1K -989 -3%
GC
25
Guggenheim Capital
Illinois
$333K