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SWZ

Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$7.83M +$1.9M +252,916 +34%
Lazard Asset Management
2
Lazard Asset Management
New York
$5.49M +$1.03M +137,303 +24%
CL
3
CSS LLC
Illinois
$3.82M -$46.1K -6,151 -1%
1CP
4
1607 Capital Partners
Virginia
$3.08M -$1.5K -200 -0.1%
MC
5
Matisse Capital
Oregon
$2.67M +$21K +2,803 +0.8%
COLIM
6
City of London Investment Management
United Kingdom
$2.48M +$1.83M +244,351 +337%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$1.54M -$17.2K -2,287 -1%
BBPWM
8
Blue Bell Private Wealth Management
Pennsylvania
$1.05M +$7.27K +969 +0.7%
CA
9
Cornerstone Advisors
North Carolina
$864K +$231K +30,850 +39%
KIM
10
Karpus Investment Management
New York
$791K -$12.6K -1,675 -2%
UCI
11
Uncommon Cents Investing
Wisconsin
$705K
BI
12
Bulldog Investors
New Jersey
$488K
WAM
13
Wolverine Asset Management
Illinois
$469K -$240K -31,940 -35%
CRC
14
Curi RMB Capital
Illinois
$465K +$36.7K +4,897 +9%
CCP
15
Cardan Capital Partners
Colorado
$300K -$134K -17,854 -32%
UBS Group
16
UBS Group
Switzerland
$286K +$77.7K +10,359 +40%
Morgan Stanley
17
Morgan Stanley
New York
$249K -$5.28K -704 -2%
SFS
18
Shaker Financial Services
Virginia
$239K -$95.3K -12,700 -29%
SSWM
19
Smith Salley Wealth Management
North Carolina
$156K
AA
20
AQR Arbitrage
Connecticut
$156K +$7.49K +999 +5%
Walleye Trading
21
Walleye Trading
New York
$155K -$143 -19 -0.1%
AP
22
Advisor Partners
California
$138K
GI
23
GAMCO Investors
Connecticut
$126K
CICI
24
Capital Investment Counsel Inc
North Carolina
$117K
RJA
25
Raymond James & Associates
Florida
$100K +$13.4K +1,789 +16%