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SWZ

Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Allspring Global Investments
1
Allspring Global Investments
North Carolina
$17.5M +$1.17M +148,310 +7%
Lazard Asset Management
2
Lazard Asset Management
New York
$5.68M -$522K -66,197 -9%
1CP
3
1607 Capital Partners
Virginia
$2.94M +$93.5K +11,851 +3%
SFS
4
Shaker Financial Services
Virginia
$2.61M +$249K +31,596 +11%
CL
5
CSS LLC
Illinois
$2.43M -$28.7K -3,636 -1%
GRQ
6
Gardner Russo & Quinn
Pennsylvania
$2.25M +$34.9K +4,420 +2%
BI
7
Bulldog Investors
New Jersey
$1.91M -$3.79K -480 -0.2%
KIM
8
Karpus Investment Management
New York
$1.82M +$19.1K +2,420 +1%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$1M -$43.4K -5,501 -4%
Morgan Stanley
10
Morgan Stanley
New York
$776K -$23.3K -2,953 -3%
UCI
11
Uncommon Cents Investing
Wisconsin
$741K +$17K +2,156 +2%
BBPWM
12
Blue Bell Private Wealth Management
Pennsylvania
$737K
SA
13
Sanctuary Advisors
Indiana
$678K +$707K +89,631 New
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$653K +$111K +14,101 +21%
UBS Group
15
UBS Group
Switzerland
$576K -$99K -12,551 -15%
AA
16
AQR Arbitrage
Connecticut
$407K +$87.9K +11,150 +28%
COLIM
17
City of London Investment Management
United Kingdom
$369K -$232K -29,372 -39%
WAM
18
Wolverine Asset Management
Illinois
$292K +$102K +12,874 +55%
DCM
19
Delta Capital Management
New Jersey
$269K +$263K +33,363 New
AW
20
Atlas Wealth
Ohio
$196K +$190K +24,129 New
LCM
21
Landscape Capital Management
New Jersey
$188K +$62.7K +7,957 +52%
DAS
22
Dynamic Advisor Solutions
Arizona
$178K -$8.15K -1,033 -4%
LSC
23
Logan Stone Capital
Illinois
$163K +$159K +20,166 New
RJFSA
24
Raymond James Financial Services Advisors
Florida
$145K
SAG
25
SageView Advisory Group
California
$143K +$140K +17,777 New