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SWZ

Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$10.8M +$454K +50,407 +4%
Lazard Asset Management
2
Lazard Asset Management
New York
$7.28M -$119K -13,240 -2%
COLIM
3
City of London Investment Management
United Kingdom
$6.07M
CL
4
CSS LLC
Illinois
$4.06M -$231K -25,600 -5%
1CP
5
1607 Capital Partners
Virginia
$3.23M -$193K -21,455 -6%
MC
6
Matisse Capital
Oregon
$2.76M -$19.8K -2,200 -0.7%
GRQ
7
Gardner Russo & Quinn
Pennsylvania
$1.97M +$30.8K +3,418 +2%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.43M -$101K -11,215 -6%
BBPWM
9
Blue Bell Private Wealth Management
Pennsylvania
$1.02M -$45.9K -5,093 -4%
SFS
10
Shaker Financial Services
Virginia
$856K +$377K +41,866 +75%
UCI
11
Uncommon Cents Investing
Wisconsin
$792K
CA
12
Cornerstone Advisors
North Carolina
$667K -$15.4K -1,708 -2%
Bank of America
13
Bank of America
North Carolina
$593K +$569K +63,113 +1,461%
BI
14
Bulldog Investors
New Jersey
$545K
WAM
15
Wolverine Asset Management
Illinois
$402K +$412K +45,753 New
UBS Group
16
UBS Group
Switzerland
$257K +$135 +15 +0.1%
RJA
17
Raymond James & Associates
Florida
$246K
Morgan Stanley
18
Morgan Stanley
New York
$183K
GI
19
GAMCO Investors
Connecticut
$141K
CICI
20
Capital Investment Counsel Inc
North Carolina
$132K
RJFSA
21
Raymond James Financial Services Advisors
Florida
$132K +$21.7K +2,412 +19%
KAS
22
Kestra Advisory Services
Texas
$113K -$21.4K -2,376 -16%
Walleye Trading
23
Walleye Trading
New York
$96K -$27 -3 -0%
Citadel Advisors
24
Citadel Advisors
Florida
$88K +$90.2K +10,016 New
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$71K