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SWZ

Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Allspring Global Investments
1
Allspring Global Investments
North Carolina
$10.9M +$126K +13,765 +1%
Lazard Asset Management
2
Lazard Asset Management
New York
$7.42M +$22.4K +2,444 +0.3%
COLIM
3
City of London Investment Management
United Kingdom
$6.63M
CL
4
CSS LLC
Illinois
$3.17M -$85.6K -9,327 -3%
1CP
5
1607 Capital Partners
Virginia
$3.05M
GRQ
6
Gardner Russo & Quinn
Pennsylvania
$2.2M +$39.3K +4,282 +2%
BI
7
Bulldog Investors
New Jersey
$2.19M
SFS
8
Shaker Financial Services
Virginia
$1.49M -$105K -11,401 -7%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$1.43M -$9.54K -1,040 -0.7%
BBPWM
10
Blue Bell Private Wealth Management
Pennsylvania
$1.03M +$14.6K +1,588 +1%
Wells Fargo
11
Wells Fargo
California
$943K -$53.4K -5,816 -5%
UCI
12
Uncommon Cents Investing
Wisconsin
$831K
Bank of America
13
Bank of America
North Carolina
$775K +$92.2K +10,046 +14%
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$516K +$53.2K +5,800 +12%
CA
15
Cornerstone Advisors
North Carolina
$353K -$529K -57,701 -60%
SKK
16
Shepherd Kaplan Krochuk
Massachusetts
$308K
UBS Group
17
UBS Group
Switzerland
$287K +$27.2K +2,961 +10%
RJA
18
Raymond James & Associates
Florida
$254K
Morgan Stanley
19
Morgan Stanley
New York
$235K +$31.4K +3,428 +16%
GI
20
GAMCO Investors
Connecticut
$148K
RJFSA
21
Raymond James Financial Services Advisors
Florida
$144K +$4.36K +475 +3%
CICI
22
Capital Investment Counsel Inc
North Carolina
$138K
DAS
23
Dynamic Advisor Solutions
Arizona
$131K +$14.2K +1,549 +12%
KAS
24
Kestra Advisory Services
Texas
$119K
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$72K