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SWZ

Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Allspring Global Investments
1
Allspring Global Investments
North Carolina
$12.1M +$1.18M +149,701 +11%
Lazard Asset Management
2
Lazard Asset Management
New York
$6.37M -$2.46K -312 -0%
COLIM
3
City of London Investment Management
United Kingdom
$3.53M -$951K -120,686 -21%
1CP
4
1607 Capital Partners
Virginia
$2.65M +$103K +13,044 +4%
CL
5
CSS LLC
Illinois
$2.28M
SFS
6
Shaker Financial Services
Virginia
$2.26M +$439K +55,669 +24%
GRQ
7
Gardner Russo & Quinn
Pennsylvania
$2.05M +$31.6K +4,013 +2%
BI
8
Bulldog Investors
New Jersey
$1.88M
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$1M -$36.8K -4,667 -4%
Morgan Stanley
10
Morgan Stanley
New York
$774K +$80.7K +10,233 +12%
BBPWM
11
Blue Bell Private Wealth Management
Pennsylvania
$759K -$9.96K -1,263 -1%
UCI
12
Uncommon Cents Investing
Wisconsin
$715K
AW
13
Atlas Wealth
Ohio
$495K -$27.9K -3,541 -5%
UBS Group
14
UBS Group
Switzerland
$418K +$129K +16,351 +45%
Cetera Investment Advisers
15
Cetera Investment Advisers
Illinois
$358K -$60.3K -7,650 -14%
DAS
16
Dynamic Advisor Solutions
Arizona
$214K +$16.3K +2,066 +8%
WAM
17
Wolverine Asset Management
Illinois
$207K +$116K +14,688 +128%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$176K +$7.88K +1,000 +5%
GI
19
GAMCO Investors
Connecticut
$127K
CICI
20
Capital Investment Counsel Inc
North Carolina
$119K
KAS
21
Kestra Advisory Services
Texas
$102K
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$101K +$1.25K +158 +1%
Wells Fargo
23
Wells Fargo
California
$77.7K -$11.3K -1,439 -13%
Bank of America
24
Bank of America
North Carolina
$54.8K
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$41K