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SWZ

Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$40.6M +$207K +20,098 +0.5%
1CP
2
1607 Capital Partners
Virginia
$39.5M +$274K +26,600 +0.7%
Lazard Asset Management
3
Lazard Asset Management
New York
$33.3M -$660K -63,970 -2%
KIM
4
Karpus Investment Management
New York
$18.5M +$28.7K +2,786 +0.2%
BI
5
Bulldog Investors
New Jersey
$10.5M +$1.75M +170,011 +20%
GFM
6
Gramercy Funds Management
Connecticut
$4.22M -$102K -9,901 -2%
Bank of America
7
Bank of America
North Carolina
$1.86M -$43K -4,171 -2%
Citigroup
8
Citigroup
New York
$1.41M +$872K +84,540 +163%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$1.4M +$68.1K +6,606 +5%
JGUA
10
John G. Ullman & Associates
New York
$1.28M +$56.7K +5,500 +5%
CCM
11
Cutler Capital Management
Massachusetts
$1.26M +$16.9K +1,640 +1%
PNC Financial Services Group
12
PNC Financial Services Group
Pennsylvania
$1.09M
GH
13
GAM Holding
Switzerland
$985K +$491K +47,567 +100%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$803K -$142K -13,742 -15%
CL
15
CSS LLC
Illinois
$760K
SI
16
SII Investments
Wisconsin
$718K +$20.6K +2,000 +3%
AMI
17
Amica Mutual Insurance
Rhode Island
$672K +$198K +19,198 +42%
JMPWA
18
JP Morgan Private Wealth Advisors
California
$658K +$328K +31,818 +100%
LCM
19
Landscape Capital Management
New Jersey
$609K -$59.2K -5,745 -9%
CA
20
Cornerstone Advisors
North Carolina
$590K +$90.3K +8,752 +18%
GC
21
Guggenheim Capital
Illinois
$474K -$4.38K -425 -0.9%
PAM
22
Peak Asset Management
Colorado
$432K +$2.48K +240 +0.6%
Morgan Stanley
23
Morgan Stanley
New York
$370K -$49K -4,747 -12%
AA
24
AQR Arbitrage
Connecticut
$340K +$4.58K +444 +1%
DA
25
Doliver Advisors
Texas
$331K +$57.1K +5,538 +21%