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SWZ

Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$10.5M +$544K +64,624 +6%
Lazard Asset Management
2
Lazard Asset Management
New York
$7.52M +$83K +9,861 +1%
COLIM
3
City of London Investment Management
United Kingdom
$6.15M +$1.74M +206,113 +43%
CL
4
CSS LLC
Illinois
$4.36M
1CP
5
1607 Capital Partners
Virginia
$3.47M -$28.6K -3,400 -0.9%
MC
6
Matisse Capital
Oregon
$2.83M
GRQ
7
Gardner Russo & Quinn
Pennsylvania
$1.98M +$28.3K +3,367 +2%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.55M -$92.4K -10,973 -6%
BBPWM
9
Blue Bell Private Wealth Management
Pennsylvania
$1.08M -$86.5K -10,275 -8%
KIM
10
Karpus Investment Management
New York
$877K -$8.06K -957 -1%
UCI
11
Uncommon Cents Investing
Wisconsin
$806K
CA
12
Cornerstone Advisors
North Carolina
$694K +$225K +26,729 +53%
BI
13
Bulldog Investors
New Jersey
$554K -$2.53K -301 -0.5%
SFS
14
Shaker Financial Services
Virginia
$497K +$122K +14,542 +35%
UBS Group
15
UBS Group
Switzerland
$262K -$20.4K -2,424 -8%
RJA
16
Raymond James & Associates
Florida
$250K +$53K +6,292 +29%
AA
17
AQR Arbitrage
Connecticut
$230K -$1.39K -165 -0.6%
CCP
18
Cardan Capital Partners
Colorado
$218K
Morgan Stanley
19
Morgan Stanley
New York
$186K -$34.9K -4,146 -17%
AP
20
Advisor Partners
California
$185K
GI
21
GAMCO Investors
Connecticut
$143K
KAS
22
Kestra Advisory Services
Texas
$138K
CICI
23
Capital Investment Counsel Inc
North Carolina
$134K
RJFSA
24
Raymond James Financial Services Advisors
Florida
$113K
Walleye Trading
25
Walleye Trading
New York
$98K -$25.3K -3,004 -21%