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SWZ

Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$9.19M +$910K +111,175 +11%
Lazard Asset Management
2
Lazard Asset Management
New York
$6.88M +$1.08M +131,460 +19%
CL
3
CSS LLC
Illinois
$4.04M
COLIM
4
City of London Investment Management
United Kingdom
$3.97M +$1.35M +164,974 +52%
1CP
5
1607 Capital Partners
Virginia
$3.24M -$10.6K -1,300 -0.3%
MC
6
Matisse Capital
Oregon
$2.62M -$195K -23,800 -7%
GRQ
7
Gardner Russo & Quinn
Pennsylvania
$1.8M +$1.78M +217,561 New
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.53M -$98.9K -12,076 -6%
BBPWM
9
Blue Bell Private Wealth Management
Pennsylvania
$1.09M -$25.8K -3,152 -2%
KIM
10
Karpus Investment Management
New York
$820K -$15.3K -1,864 -2%
UCI
11
Uncommon Cents Investing
Wisconsin
$746K +$1.74K +212 +0.2%
BI
12
Bulldog Investors
New Jersey
$515K
CA
13
Cornerstone Advisors
North Carolina
$421K -$486K -59,342 -54%
SFS
14
Shaker Financial Services
Virginia
$339K +$86K +10,506 +34%
UBS Group
15
UBS Group
Switzerland
$262K -$38.8K -4,734 -13%
AA
16
AQR Arbitrage
Connecticut
$214K +$48.8K +5,965 +30%
Morgan Stanley
17
Morgan Stanley
New York
$207K -$55.2K -6,738 -21%
CCP
18
Cardan Capital Partners
Colorado
$202K -$113K -13,817 -36%
RJA
19
Raymond James & Associates
Florida
$180K +$73.7K +9,004 +71%
AP
20
Advisor Partners
California
$146K
GI
21
GAMCO Investors
Connecticut
$133K
KAS
22
Kestra Advisory Services
Texas
$126K +$125K +15,252 New
CICI
23
Capital Investment Counsel Inc
North Carolina
$124K
Walleye Trading
24
Walleye Trading
New York
$116K -$47.2K -5,760 -29%
RJFSA
25
Raymond James Financial Services Advisors
Florida
$105K +$18.4K +2,246 +22%