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SWZ

Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Allspring Global Investments
1
Allspring Global Investments
North Carolina
$16.1M +$2.5M +306,680 +17%
Lazard Asset Management
2
Lazard Asset Management
New York
$6.13M -$12.1K -1,480 -0.2%
1CP
3
1607 Capital Partners
Virginia
$2.57M -$9.77K -1,200 -0.4%
CL
4
CSS LLC
Illinois
$2.3M +$27.9K +3,423 +1%
SFS
5
Shaker Financial Services
Virginia
$2.17M -$36.5K -4,481 -2%
GRQ
6
Gardner Russo & Quinn
Pennsylvania
$2.03M +$34.3K +4,208 +2%
BI
7
Bulldog Investors
New Jersey
$1.81M
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$984K +$3.7K +454 +0.4%
Morgan Stanley
9
Morgan Stanley
New York
$763K +$18.5K +2,268 +2%
BBPWM
10
Blue Bell Private Wealth Management
Pennsylvania
$711K -$3.44K -422 -0.5%
UCI
11
Uncommon Cents Investing
Wisconsin
$685K -$2.82K -346 -0.4%
COLIM
12
City of London Investment Management
United Kingdom
$667K
UBS Group
13
UBS Group
Switzerland
$563K +$44.7K +5,486 +8%
AW
14
Atlas Wealth
Ohio
$482K
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$287K +$306K +37,538 New
SAG
16
SageView Advisory Group
California
$244K
AA
17
AQR Arbitrage
Connecticut
$218K +$90.6K +11,123 +64%
KIM
18
Karpus Investment Management
New York
$213K +$40.8K +5,010 +22%
DAS
19
Dynamic Advisor Solutions
Arizona
$211K +$1.73K +212 +0.8%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$154K
GI
21
GAMCO Investors
Connecticut
$123K
CICI
22
Capital Investment Counsel Inc
North Carolina
$114K
KAS
23
Kestra Advisory Services
Texas
$98.4K
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$85K -$14.9K -1,832 -14%
JP Morgan Chase
25
JP Morgan Chase
New York
$48.1K +$12.5K +1,532 +32%