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SWZ

Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Lazard Asset Management
1
Lazard Asset Management
New York
$46.8M -$761K -54,050 -2%
1CP
2
1607 Capital Partners
Virginia
$45.1M +$97.4K +6,918 +0.2%
Wells Fargo
3
Wells Fargo
California
$24M +$4.21M +298,769 +20%
BI
4
Bulldog Investors
New Jersey
$23.5M
KIM
5
Karpus Investment Management
New York
$18.2M +$5.34M +379,460 +39%
Grantham, Mayo, Van Otterloo & Co (GMO)
6
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$5.26M
WAM
7
Wolverine Asset Management
Illinois
$2.98M +$695K +49,332 +29%
CCB
8
Cutter & Co Brokerage
Missouri
$1.58M -$19.9K -1,414 -1%
Bank of America
9
Bank of America
North Carolina
$1.54M +$102K +7,242 +7%
COLIM
10
City of London Investment Management
United Kingdom
$1.29M +$7.04K +500 +0.5%
Morgan Stanley
11
Morgan Stanley
New York
$1.24M +$75.9K +5,392 +6%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.19M +$110K +7,840 +10%
GFM
13
Gramercy Funds Management
Connecticut
$1.09M +$1.06M +74,952 +1,405%
GRQ
14
Gardner Russo & Quinn
Pennsylvania
$962K
CCM
15
Cutler Capital Management
Massachusetts
$901K +$32.6K +2,312 +4%
RJA
16
Raymond James & Associates
Florida
$860K -$2.01K -143 -0.2%
DA
17
Doliver Advisors
Texas
$817K +$265K +18,831 +45%
CL
18
CSS LLC
Illinois
$815K +$10.6K +751 +1%
BNP Paribas Financial Markets
19
BNP Paribas Financial Markets
France
$783K +$237K +16,800 +41%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$764K +$10.2K +725 +1%
CA
21
Cornerstone Advisors
North Carolina
$760K +$791K +56,152 New
ALA
22
Atherton Lane Advisers
California
$704K -$198K -14,058 -21%
SFS
23
Shaker Financial Services
Virginia
$553K -$144K -10,215 -20%
MWR
24
McAdams Wright Ragen
Washington
$480K +$500K +35,507 New
MIC
25
Meridian Investment Counsel
California
$456K +$9.09K +645 +2%