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SWZ

Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Allspring Global Investments
1
Allspring Global Investments
North Carolina
$13.2M
CL
2
CSS LLC
Illinois
$10.3M +$6.74M +1,114,324 +205%
CC
3
CF Capital
Massachusetts
$4.11M +$2.83M +467,622 +242%
MC
4
Matisse Capital
Oregon
$3.79M +$18.2K +3,000 +0.5%
SCM
5
Saba Capital Management
New York
$3.76M +$1.83M +302,612 +100%
IA
6
Icon Advisers
Colorado
$3.4M +$3.3M +545,899 New
RCM
7
Rivernorth Capital Management
Florida
$2.72M +$353K +58,381 +15%
EPW
8
Evolve Private Wealth
California
$1.36M +$1.32M +217,896 New
YCM
9
Yakira Capital Management
Connecticut
$1.19M
BI
10
Bulldog Investors
New Jersey
$1.01M +$333K +55,001 +51%
GRQ
11
Gardner Russo & Quinn
Pennsylvania
$910K -$1.74M -287,953 -66%
SFS
12
Shaker Financial Services
Virginia
$847K -$984K -162,664 -54%
UCI
13
Uncommon Cents Investing
Wisconsin
$771K
NWMP
14
Noble Wealth Management PBC
Colorado
$634K +$289K +47,712 +88%
SIA
15
Sit Investment Associates
Minnesota
$633K +$614K +101,537 +33,846%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$513K -$244K -40,333 -33%
BBPWM
17
Blue Bell Private Wealth Management
Pennsylvania
$401K -$776K -128,190 -67%
PMG
18
Private Management Group
California
$303K
Morgan Stanley
19
Morgan Stanley
New York
$263K -$65.8K -10,879 -20%
NPT
20
Nixon Peabody Trust
Massachusetts
$261K +$254K +42,024 New
AC
21
Almitas Capital
California
$229K +$223K +36,781 New
GI
22
GAMCO Investors
Connecticut
$200K +$97.1K +16,048 +100%
LSC
23
Logan Stone Capital
Illinois
$173K +$168K +27,811 New
UBS Group
24
UBS Group
Switzerland
$131K +$41.8K +6,912 +49%
KAS
25
Kestra Advisory Services
Texas
$117K