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SWZ

Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$47.5M -$1.13M -93,119 -2%
1CP
2
1607 Capital Partners
Virginia
$23.8M +$900K +73,846 +3%
BI
3
Bulldog Investors
New Jersey
$17.5M -$665K -54,548 -3%
Lazard Asset Management
4
Lazard Asset Management
New York
$16.4M -$959K -78,700 -4%
KIM
5
Karpus Investment Management
New York
$7.64M -$243K -19,960 -2%
CL
6
CSS LLC
Illinois
$2.89M +$3.67M +301,370 +793%
JGUA
7
John G. Ullman & Associates
New York
$2.51M -$70.1K -5,750 -2%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.19M +$5.68K +466 +0.3%
RCM
9
Rivernorth Capital Management
Florida
$1.16M +$1.4M +114,957 +526%
BFM
10
Boothbay Fund Management
New York
$911K +$286K +23,498 +28%
WAM
11
Weiss Asset Management
Massachusetts
$878K +$1.26M +103,207 New
PNC Financial Services Group
12
PNC Financial Services Group
Pennsylvania
$638K +$329K +26,996 +56%
UCI
13
Uncommon Cents Investing
Wisconsin
$540K
Citigroup
14
Citigroup
New York
$472K
Geode Capital Management
15
Geode Capital Management
Massachusetts
$432K +$619K +50,766 New
RVPG
16
Relative Value Partners Group
$330K -$14K -1,151 -4%
PAM
17
Peak Asset Management
Colorado
$283K +$2.72K +223 +0.7%
JMPWA
18
JP Morgan Private Wealth Advisors
California
$278K
BC
19
Brinker Capital
Pennsylvania
$238K -$13.7K -1,122 -4%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$226K -$200K -16,443 -38%
SFS
21
Shaker Financial Services
Virginia
$226K +$24.4K +2,000 +8%
Morgan Stanley
22
Morgan Stanley
New York
$225K +$13.6K +1,116 +4%
DWM
23
Dakota Wealth Management
Florida
$220K +$315K +25,825 New
GH
24
GAM Holding
Switzerland
$213K -$90.4K -7,416 -23%
MIC
25
Meridian Investment Counsel
California
$197K -$19.4K -1,589 -6%