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SWZ

Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$5.94M +$1.11M +145,839 +24%
CL
2
CSS LLC
Illinois
$3.13M +$553K +72,400 +22%
1CP
3
1607 Capital Partners
Virginia
$2.94M +$30.3K +3,965 +1%
Lazard Asset Management
4
Lazard Asset Management
New York
$2.61M -$1.03M -135,163 -29%
AGM
5
Alpine Global Management
New York
$2.2M +$108K +14,176 +5%
Geode Capital Management
6
Geode Capital Management
Massachusetts
$2.08M
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$1.64M -$9.97K -1,304 -0.6%
WAM
8
Wolverine Asset Management
Illinois
$1.58M -$41.5K -5,425 -3%
MC
9
Matisse Capital
Oregon
$1.37M +$1.32M +173,100 New
BI
10
Bulldog Investors
New Jersey
$1.24M
UCI
11
Uncommon Cents Investing
Wisconsin
$710K -$22.9K -2,994 -3%
LCM
12
Landscape Capital Management
New Jersey
$652K +$91.5K +11,967 +17%
CRC
13
Curi RMB Capital
Illinois
$362K +$200K +26,200 +134%
Morgan Stanley
14
Morgan Stanley
New York
$276K
COLIM
15
City of London Investment Management
United Kingdom
$273K +$114K +14,866 +76%
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$259K -$257K -33,664 -51%
SSWM
17
Smith Salley Wealth Management
North Carolina
$168K +$5.92K +774 +4%
KIM
18
Karpus Investment Management
New York
$157K +$152K +19,903 New
Walleye Trading
19
Walleye Trading
New York
$156K
AP
20
Advisor Partners
California
$139K
CICI
21
Capital Investment Counsel Inc
North Carolina
$118K
SFS
22
Shaker Financial Services
Virginia
$91K +$87.9K +11,495 New
UBS Group
23
UBS Group
Switzerland
$78K +$29.1K +3,801 +62%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$74K
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$71K