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SWZ

Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$7.41M +$3.21M +394,693 +81%
Wells Fargo
2
Wells Fargo
California
$6.07M +$625K +76,811 +12%
Lazard Asset Management
3
Lazard Asset Management
New York
$4.73M +$382K +46,940 +9%
CL
4
CSS LLC
Illinois
$4.35M +$176K +21,639 +4%
1CP
5
1607 Capital Partners
Virginia
$3.31M +$46.4K +5,700 +1%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$1.69M -$17.2K -2,118 -1%
Geode Capital Management
7
Geode Capital Management
Massachusetts
$1.54M -$662K -81,260 -31%
WAM
8
Wolverine Asset Management
Illinois
$1.3M +$188K +23,099 +18%
CA
9
Cornerstone Advisors
North Carolina
$1.18M +$1.14M +139,796 New
MC
10
Matisse Capital
Oregon
$1.15M -$487K -59,748 -30%
KIM
11
Karpus Investment Management
New York
$864K +$410K +50,366 +96%
UCI
12
Uncommon Cents Investing
Wisconsin
$756K
BBPWM
13
Blue Bell Private Wealth Management
Pennsylvania
$668K +$589K +72,330 +1,021%
COLIM
14
City of London Investment Management
United Kingdom
$642K +$341K +41,834 +121%
BI
15
Bulldog Investors
New Jersey
$525K -$757K -92,937 -60%
CRC
16
Curi RMB Capital
Illinois
$353K +$96.1K +11,796 +39%
LCM
17
Landscape Capital Management
New Jersey
$316K -$128K -15,686 -29%
SFS
18
Shaker Financial Services
Virginia
$308K +$30.1K +3,700 +11%
Morgan Stanley
19
Morgan Stanley
New York
$278K -$6.91K -849 -3%
AP
20
Advisor Partners
California
$173K
SSWM
21
Smith Salley Wealth Management
North Carolina
$170K -$8.23K -1,011 -5%
Walleye Trading
22
Walleye Trading
New York
$166K
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$161K -$168K -20,581 -52%
AA
24
AQR Arbitrage
Connecticut
$154K +$150K +18,363 New
Fisher Asset Management
25
Fisher Asset Management
Washington
$140K +$136K +16,688 New