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SWZ

Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Allspring Global Investments
1
Allspring Global Investments
North Carolina
$16.1M -$517K -64,870 -3%
Lazard Asset Management
2
Lazard Asset Management
New York
$6.11M -$151K -19,009 -2%
1CP
3
1607 Capital Partners
Virginia
$2.79M +$16.8K +2,109 +0.6%
CL
4
CSS LLC
Illinois
$2.42M +$53.5K +6,721 +2%
SFS
5
Shaker Financial Services
Virginia
$2.32M +$29.6K +3,720 +1%
GRQ
6
Gardner Russo & Quinn
Pennsylvania
$2.18M +$35.4K +4,444 +2%
BI
7
Bulldog Investors
New Jersey
$1.88M -$3.82K -480 -0.2%
KIM
8
Karpus Investment Management
New York
$1.77M +$325K +40,825 +22%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$1.03M -$1.6K -201 -0.2%
Morgan Stanley
10
Morgan Stanley
New York
$786K +$46.3K +5,811 +6%
BBPWM
11
Blue Bell Private Wealth Management
Pennsylvania
$724K -$4.82K -605 -0.7%
UCI
12
Uncommon Cents Investing
Wisconsin
$711K
UBS Group
13
UBS Group
Switzerland
$666K -$50K -6,280 -7%
COLIM
14
City of London Investment Management
United Kingdom
$595K
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$530K +$109K +13,659 +26%
AA
16
AQR Arbitrage
Connecticut
$311K +$50.1K +6,294 +19%
WAM
17
Wolverine Asset Management
Illinois
$185K -$52.4K -6,574 -22%
DAS
18
Dynamic Advisor Solutions
Arizona
$183K +$2.37K +298 +1%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$142K +$143K +17,929 New
GI
20
GAMCO Investors
Connecticut
$127K
LCM
21
Landscape Capital Management
New Jersey
$122K +$12.3K +1,546 +11%
CICI
22
Capital Investment Counsel Inc
North Carolina
$119K
LPL Financial
23
LPL Financial
California
$106K +$20.7K +2,594 +24%
KAS
24
Kestra Advisory Services
Texas
$102K
Wells Fargo
25
Wells Fargo
California
$72.3K -$8 -1 -0%