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SWZ

Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$4.14M -$37.5M -4,979,576 -89%
Lazard Asset Management
2
Lazard Asset Management
New York
$2.45M -$11.9M -1,574,737 -82%
1CP
3
1607 Capital Partners
Virginia
$2.26M -$18.6M -2,472,896 -88%
CL
4
CSS LLC
Illinois
$2.23M -$117K -15,608 -5%
Geode Capital Management
5
Geode Capital Management
Massachusetts
$1.82M +$1.6M +213,180 +420%
AGM
6
Alpine Global Management
New York
$1.74M +$1.9M +251,823 New
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$1.44M +$517K +68,705 +49%
BI
8
Bulldog Investors
New Jersey
$1.15M -$14.2M -1,890,149 -92%
WAM
9
Wolverine Asset Management
Illinois
$805K +$814K +108,200 +1,275%
UCI
10
Uncommon Cents Investing
Wisconsin
$641K +$222K +29,467 +46%
KIM
11
Karpus Investment Management
New York
$350K -$6.37M -846,899 -94%
WAM
12
Weiss Asset Management
Massachusetts
$288K -$462K -61,424 -60%
Morgan Stanley
13
Morgan Stanley
New York
$241K +$64K +8,501 +32%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$226K +$101K +13,375 +69%
LCM
15
Landscape Capital Management
New Jersey
$192K +$210K +27,836 New
Walleye Trading
16
Walleye Trading
New York
$138K +$151K +20,056 New
AP
17
Advisor Partners
California
$122K +$42.1K +5,599 +46%
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$90K -$467K -61,996 -83%
SCM
19
SOL Capital Management
Maryland
$72K +$79K +10,494 New
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$59K -$135K -17,913 -67%
UBS Group
21
UBS Group
Switzerland
$51K -$42.6K -5,658 -43%
Citigroup
22
Citigroup
New York
$34K -$380K -50,441 -91%
BBHC
23
Brown Brothers Harriman & Co
New York
$31K -$8 -1 -0%
Bank of America
24
Bank of America
North Carolina
$25K -$28.4K -3,779 -51%
JP Morgan Chase
25
JP Morgan Chase
New York
$18K +$6.16K +818 +46%