Brown Brothers Harriman & Co’s Swiss Helvetia Fund SWZ Stock Holding History

Brown Brothers Harriman & Co’s Portfolio SWZ Stock Details SWZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-4,451	Closed	-$36K	–	1271
2019 Q3	$36K	Hold	4,451	–	–	﹤0.01%	701
2019 Q2	$35K	Hold	4,451	–	–	﹤0.01%	648
2019 Q1	$34K	Hold	4,451	–	–	﹤0.01%	646
2018 Q4	$31K	Sell	4,451 -1	-0%	-$8	﹤0.01%	571
2018 Q3	$38K	Buy	4,452 +1,412	+46%	+$17.2K	﹤0.01%	549
2018 Q2	$38K	Hold	3,040	–	–	﹤0.01%	528
2018 Q1	$37K	Sell	3,040 -10,000	-77%	-$128K	﹤0.01%	504
2017 Q4	$166K	Sell	13,040 -7,950	-38%	-$100K	﹤0.01%	368
2017 Q3	$267K	Sell	20,990 -3,957	-16%	-$50.2K	﹤0.01%	290
2017 Q2	$317K	Hold	24,947	–	–	﹤0.01%	271
2017 Q1	$289K	Hold	24,947	–	–	﹤0.01%	282
2016 Q4	$255K	Hold	24,947	–	–	﹤0.01%	278
2016 Q3	$267K	Hold	24,947	–	–	﹤0.01%	280
2016 Q2	$258K	Hold	24,947	–	–	﹤0.01%	282
2016 Q1	$254K	Hold	24,947	–	–	﹤0.01%	285
2015 Q4	$263K	Buy	24,947 +5,000	+25%	+$54.4K	﹤0.01%	296
2015 Q3	$217K	Hold	19,947	–	–	﹤0.01%	316
2015 Q2	$233K	Hold	19,947	–	–	﹤0.01%	317
2015 Q1	$230K	Hold	19,947	–	–	﹤0.01%	323
2014 Q4	$222K	Hold	19,947	–	–	﹤0.01%	337
2014 Q3	$270K	Hold	19,947	–	–	﹤0.01%	320
2014 Q2	$291K	Hold	19,947	–	–	﹤0.01%	316
2014 Q1	$287K	Buy	+19,947	New	+$283K	﹤0.01%	297

Other funds holding SWZ

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

Brown Brothers Harriman & Co's SWZ Position: Q4 2019 in Review

Brown Brothers Harriman & Co sold out of Swiss Helvetia Fund (SWZ) in Q4 2019, closing a stake of 4,451 shares — an estimated $36K sold.

Brown Brothers Harriman & Co first reported a position in SWZ in Q1 2014 and held it in 23 quarters. The position peaked at $317K in Q2 2017. 40 funds tracked by Wall St. Rank hold SWZ as of Q4 2019.

Brown Brothers Harriman & Co reported no remaining Swiss Helvetia Fund position as of Q4 2019 after selling out during the quarter.
Brown Brothers Harriman & Co sold 4,451 Swiss Helvetia Fund shares in Q4 2019, an estimated $36K.
Brown Brothers Harriman & Co first reported a position in Swiss Helvetia Fund in Q1 2014 and held it in 23 quarters.
Brown Brothers Harriman & Co's Swiss Helvetia Fund position peaked at $317K in Q2 2017.
40 funds tracked by Wall St. Rank held Swiss Helvetia Fund as of Q4 2019.

Based on Brown Brothers Harriman & Co's 13F filing for Q4 2019, filed 14 Feb 2020.