We are live on ! Find out more
SWZ

Swiss Helvetia Fund

56 hedge funds and large institutions have $167M invested in Swiss Helvetia Fund in 2014 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 15 increasing their positions, 13 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 2

15% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 13

10% more funds holding

Funds holding: 5156 (+5)

4.78% more ownership

Funds ownership: 38.41%43.19% (+4.8%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1% less capital invested

Capital invested by funds: $169M → $167M (-$1.51M)

Holders
56
Holders Change
+5
Holders Change %
+9.8%
% of All Funds
1.61%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
7
Increased
15
Reduced
13
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Lazard Asset Management
1
Lazard Asset Management
New York
$51.2M -$8.6M -598,369 -15%
1CP
2
1607 Capital Partners
Virginia
$48.5M +$860K +59,826 +2%
Wells Fargo
3
Wells Fargo
California
$21.5M +$234K +16,261 +1%
KIM
4
Karpus Investment Management
New York
$14M +$1.14M +79,601 +9%
Grantham, Mayo, Van Otterloo & Co (GMO)
5
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$5.67M
RCM
6
Rivernorth Capital Management
Florida
$2.84M +$2.8M +194,958 New
WAM
7
Wolverine Asset Management
Illinois
$2.49M +$1.8M +125,274 +275%
CCB
8
Cutter & Co Brokerage
Missouri
$1.73M +$41.7K +2,900 +3%
Bank of America
9
Bank of America
North Carolina
$1.55M -$83.5K -5,810 -5%
COLIM
10
City of London Investment Management
United Kingdom
$1.38M +$92.6K +6,440 +7%
Morgan Stanley
11
Morgan Stanley
New York
$1.26M +$289K +20,102 +30%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.17M -$82.6K -5,749 -7%
GRQ
13
Gardner Russo & Quinn
Pennsylvania
$1.04M +$51.1K +3,554 +5%
ALA
14
Atherton Lane Advisers
California
$963K +$950K +66,062 New
CCM
15
Cutler Capital Management
Massachusetts
$937K
RJA
16
Raymond James & Associates
Florida
$929K -$17.9K -1,247 -2%
CL
17
CSS LLC
Illinois
$867K
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$813K +$201K +13,964 +33%
SFS
19
Shaker Financial Services
Virginia
$745K +$22.5K +1,563 +3%
JGUA
20
John G. Ullman & Associates
New York
$688K -$97.7K -6,800 -13%
DA
21
Doliver Advisors
Texas
$606K -$119K -8,266 -17%
BNP Paribas Financial Markets
22
BNP Paribas Financial Markets
France
$598K +$5.75K +400 +1%
MIC
23
Meridian Investment Counsel
California
$481K -$12.9K -899 -3%
TC
24
TFS Capital
Pennsylvania
$471K +$125K +8,724 +37%
SRC
25
Shufro Rose & Co
New York
$424K -$5.17K -360 -1%

SWZ Hedge Fund Activity: Q2 2014 in Review

56 of the 3,480 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q2 2014, worth a combined $167M — down 0.9% from $169M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new SWZ positions and 2 closed out — a net gain of 5 holders — while 15 added to existing stakes and 13 trimmed.

The largest buyer was Rivernorth Capital Management, opening a new position worth an estimated $2.8M. The largest seller was Lazard Asset Management, cutting an estimated $8.6M.

  • 56 institutional investors held Swiss Helvetia Fund (SWZ) as of Q2 2014, up from 51 in Q1 2014.
  • Funds reported $167M of Swiss Helvetia Fund stock for Q2 2014, down 0.9% quarter-over-quarter.
  • 7 funds opened new Swiss Helvetia Fund positions in Q2 2014 and 2 closed out, a net change of +5 holders.
  • The largest Swiss Helvetia Fund buyer in Q2 2014 was Rivernorth Capital Management, an estimated $2.8M added.
  • The largest Swiss Helvetia Fund seller in Q2 2014 was Lazard Asset Management, an estimated $8.6M sold.

Based on aggregated 13F filings for Q2 2014.