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SWZ

Swiss Helvetia Fund

39 hedge funds and large institutions have $49.9M invested in Swiss Helvetia Fund in 2021 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 9 increasing their positions, 8 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 1

13% more capital invested

Capital invested by funds: $44M → $49.9M (+$5.85M)

13% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 8

11% more funds holding

Funds holding: 3539 (+4)

0.91% more ownership

Funds ownership: 37.75%38.65% (+0.91%)

Holders
39
Holders Change
+4
Holders Change %
+11.43%
% of All Funds
0.68%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
9
Reduced
8
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$12M +$105K +11,198 +0.9%
Lazard Asset Management
2
Lazard Asset Management
New York
$7.83M -$213K -22,644 -3%
COLIM
3
City of London Investment Management
United Kingdom
$6.69M
CL
4
CSS LLC
Illinois
$4.43M -$60.4K -6,414 -1%
1CP
5
1607 Capital Partners
Virginia
$3.44M -$126K -13,417 -4%
MC
6
Matisse Capital
Oregon
$3.04M -$19.8K -2,100 -0.7%
GRQ
7
Gardner Russo & Quinn
Pennsylvania
$2.21M +$29.6K +3,146 +1%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.51M -$67.2K -7,136 -4%
SFS
9
Shaker Financial Services
Virginia
$1.24M +$279K +29,587 +30%
BBPWM
10
Blue Bell Private Wealth Management
Pennsylvania
$1.07M -$55.3K -5,874 -5%
CA
11
Cornerstone Advisors
North Carolina
$881K +$138K +14,607 +19%
UCI
12
Uncommon Cents Investing
Wisconsin
$877K
WAM
13
Wolverine Asset Management
Illinois
$776K +$321K +34,079 +74%
Bank of America
14
Bank of America
North Carolina
$677K +$20.2K +2,147 +3%
BI
15
Bulldog Investors
New Jersey
$603K
SKK
16
Shepherd Kaplan Krochuk
Massachusetts
$325K +$314K +33,380 New
UBS Group
17
UBS Group
Switzerland
$287K +$1.54K +164 +0.6%
RJA
18
Raymond James & Associates
Florida
$268K -$4.29K -456 -2%
Cetera Investment Advisers
19
Cetera Investment Advisers
Illinois
$265K +$256K +27,200 New
Morgan Stanley
20
Morgan Stanley
New York
$203K
LPL Financial
21
LPL Financial
California
$159K +$154K +16,350 New
GI
22
GAMCO Investors
Connecticut
$156K
CICI
23
Capital Investment Counsel Inc
North Carolina
$146K
RJFSA
24
Raymond James Financial Services Advisors
Florida
$146K
KAS
25
Kestra Advisory Services
Texas
$125K

SWZ Hedge Fund Activity: Q2 2021 in Review

39 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q2 2021, worth a combined $49.9M — up 13% from $44M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new SWZ positions and 1 closed out — a net gain of 4 holders — while 9 added to existing stakes and 8 trimmed.

The largest buyer was Wolverine Asset Management, adding an estimated $321K. The largest seller was Lazard Asset Management, cutting an estimated $213K.

  • 39 institutional investors held Swiss Helvetia Fund (SWZ) as of Q2 2021, up from 35 in Q1 2021.
  • Funds reported $49.9M of Swiss Helvetia Fund stock for Q2 2021, up 13% quarter-over-quarter.
  • 5 funds opened new Swiss Helvetia Fund positions in Q2 2021 and 1 closed out, a net change of +4 holders.
  • The largest Swiss Helvetia Fund buyer in Q2 2021 was Wolverine Asset Management, an estimated $321K added.
  • The largest Swiss Helvetia Fund seller in Q2 2021 was Lazard Asset Management, an estimated $213K sold.

Based on aggregated 13F filings for Q2 2021.