SKK
SWZ

Shepherd Kaplan Krochuk’s Swiss Helvetia Fund SWZ Stock Holding History

Shepherd Kaplan Krochuk’s Portfolio SWZ Stock Details SWZ Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2022
Q3 		– Sell
-33,380
Closed -$262K – 185
2022
Q2 		$262K Hold
33,380
– – 0.11% 137
2022
Q1 		$308K Hold
33,380
– – 0.12% 135
2021
Q4 		$332K Hold
33,380
– – 0.12% 125
2021
Q3 		$306K Hold
33,380
– – 0.11% 126
2021
Q2 		$325K Buy
+33,380
New +$314K 0.12% 125

Other funds holding SWZ

Allspring Global Investments
Allspring Global Investments Charlotte, North Carolina $59.7B AUM 29.08% 1-Year Est. Return
Lazard Asset Management
Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return
COLIM
City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
CL
CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return
GRQ
Gardner Russo & Quinn Lancaster, Pennsylvania $8.5B AUM 9.79% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
BI
Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
BBPWM
Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

Shepherd Kaplan Krochuk's SWZ Position: Q3 2022 in Review

Shepherd Kaplan Krochuk sold out of Swiss Helvetia Fund (SWZ) in Q3 2022, closing a stake of 33,380 shares — an estimated $262K sold.

Shepherd Kaplan Krochuk first reported a position in SWZ in Q2 2021 and held it in 5 quarters. The position peaked at $332K in Q4 2021. 31 funds tracked by Wall St. Rank hold SWZ as of Q3 2022.

  • Shepherd Kaplan Krochuk reported no remaining Swiss Helvetia Fund position as of Q3 2022 after selling out during the quarter.
  • Shepherd Kaplan Krochuk sold 33,380 Swiss Helvetia Fund shares in Q3 2022, an estimated $262K.
  • Shepherd Kaplan Krochuk first reported a position in Swiss Helvetia Fund in Q2 2021 and held it in 5 quarters.
  • Shepherd Kaplan Krochuk's Swiss Helvetia Fund position peaked at $332K in Q4 2021.
  • 31 funds tracked by Wall St. Rank held Swiss Helvetia Fund as of Q3 2022.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2022, filed 9 Nov 2022.