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SWZ

Swiss Helvetia Fund

31 hedge funds and large institutions have $31M invested in Swiss Helvetia Fund in 2022 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 7

0% more funds holding

Funds holding: 3131 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

1.09% less ownership

Funds ownership: 35.67%34.58% (-1.1%)

17% less capital invested

Capital invested by funds: $37.2M → $31M (-$6.18M)

Holders
31
Holders Change
Holders Change %
0%
% of All Funds
0.53%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
8
Reduced
7
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Allspring Global Investments
1
Allspring Global Investments
North Carolina
$8.11M +$155K +20,356 +2%
Lazard Asset Management
2
Lazard Asset Management
New York
$5.46M
COLIM
3
City of London Investment Management
United Kingdom
$3.94M -$987K -129,146 -18%
1CP
4
1607 Capital Partners
Virginia
$2.19M -$59.6K -7,800 -2%
CL
5
CSS LLC
Illinois
$1.95M -$127K -16,645 -5%
GRQ
6
Gardner Russo & Quinn
Pennsylvania
$1.7M +$45.7K +5,983 +2%
SFS
7
Shaker Financial Services
Virginia
$1.63M +$825K +107,951 +81%
BI
8
Bulldog Investors
New Jersey
$1.61M
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$983K -$82.7K -10,820 -7%
BBPWM
10
Blue Bell Private Wealth Management
Pennsylvania
$662K -$39.3K -5,143 -5%
UCI
11
Uncommon Cents Investing
Wisconsin
$612K
Wells Fargo
12
Wells Fargo
California
$515K -$177K -23,228 -23%
Morgan Stanley
13
Morgan Stanley
New York
$396K +$251K +32,809 +129%
UBS Group
14
UBS Group
Switzerland
$247K +$99 +13 +0%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$162K +$489 +64 +0.3%
WAM
16
Wolverine Asset Management
Illinois
$137K +$154K +20,204 New
GI
17
GAMCO Investors
Connecticut
$109K
DAS
18
Dynamic Advisor Solutions
Arizona
$105K +$3.68K +482 +3%
CICI
19
Capital Investment Counsel Inc
North Carolina
$102K
RJA
20
Raymond James & Associates
Florida
$89K +$99.7K +13,050 New
KAS
21
Kestra Advisory Services
Texas
$87K
Bank of America
22
Bank of America
North Carolina
$51K -$624K -81,716 -92%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$43K +$8.39K +1,099 +21%
WC
24
Winmill & Co
New York
$22K
Osaic Holdings
25
Osaic Holdings
Arizona
$21K

SWZ Hedge Fund Activity: Q3 2022 in Review

31 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q3 2022, worth a combined $31M — down 17% from $37.2M a quarter earlier.

Fund positioning in SWZ was balanced in Q3 2022: 3 funds opened new positions, 3 closed out, 8 added to existing stakes and 7 trimmed.

The largest buyer was Shaker Financial Services, adding an estimated $825K. The largest seller was City of London Investment Management, cutting an estimated $987K.

  • 31 institutional investors held Swiss Helvetia Fund (SWZ) as of Q3 2022, unchanged from Q2 2022.
  • Funds reported $31M of Swiss Helvetia Fund stock for Q3 2022, down 17% quarter-over-quarter.
  • 3 funds opened new Swiss Helvetia Fund positions in Q3 2022 and 3 closed out, a net change of 0 holders.
  • The largest Swiss Helvetia Fund buyer in Q3 2022 was Shaker Financial Services, an estimated $825K added.
  • The largest Swiss Helvetia Fund seller in Q3 2022 was City of London Investment Management, an estimated $987K sold.

Based on aggregated 13F filings for Q3 2022.