RJA
SWZ

Raymond James & Associates’s Swiss Helvetia Fund SWZ Stock Holding History

Raymond James & Associates’s Portfolio SWZ Stock Details SWZ Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2023
Q1 		– Sell
-12,600
Closed -$95.3K – 4064
2022
Q4 		$95.3K Sell
12,600
-450
-3% -$3.33K ﹤0.01% 3650
2022
Q3 		$89K Buy
+13,050
New +$99.7K ﹤0.01% 3632
2022
Q2 		– Sell
-27,552
Closed -$254K – 4212
2022
Q1 		$254K Hold
27,552
– – ﹤0.01% 3525
2021
Q4 		$274K Hold
27,552
– – ﹤0.01% 3497
2021
Q3 		$253K Hold
27,552
– – ﹤0.01% 3536
2021
Q2 		$268K Sell
27,552
-456
-2% -$4.29K ﹤0.01% 3511
2021
Q1 		$246K Hold
28,008
– – ﹤0.01% 3489
2020
Q4 		$250K Buy
28,008
+6,292
+29% +$53K ﹤0.01% 3243
2020
Q3 		$180K Buy
21,716
+9,004
+71% +$73.7K ﹤0.01% 3253
2020
Q2 		$100K Buy
12,712
+1,789
+16% +$13.4K ﹤0.01% 3284
2020
Q1 		$76K Buy
+10,923
New +$87.8K ﹤0.01% 3261
2018
Q4 		– Sell
-10,633
Closed -$90K – 3686
2018
Q3 		$90K Hold
10,633
– – ﹤0.01% 3452
2018
Q2 		$131K Hold
10,633
– – ﹤0.01% 3357
2018
Q1 		$130K Sell
10,633
-828
-7% -$10.6K ﹤0.01% 3234
2017
Q4 		$146K Sell
11,461
-1,250
-10% -$15.8K ﹤0.01% 3137
2017
Q3 		$162K Sell
12,711
-2,854
-18% -$36.2K ﹤0.01% 3104
2017
Q2 		$198K Sell
15,565
-9,845
-39% -$120K ﹤0.01% 2990
2017
Q1 		$295K Buy
+25,410
New +$278K ﹤0.01% 2709
2016
Q4 		– Sell
-14,638
Closed -$156K – 3357
2016
Q3 		$156K Sell
14,638
-1,338
-8% -$13.9K ﹤0.01% 2925
2016
Q2 		$165K Buy
15,976
+1,000
+7% +$10.3K ﹤0.01% 2708
2016
Q1 		$152K Buy
+14,976
New +$148K ﹤0.01% 2645
2015
Q4 		– Sell
-32,165
Closed -$349K – 2394
2015
Q3 		$349K Sell
32,165
-14,920
-32% -$170K ﹤0.01% 2080
2015
Q2 		$551K Sell
47,085
-761
-2% -$9.27K ﹤0.01% 2045
2015
Q1 		$552K Sell
47,846
-10,719
-18% -$122K ﹤0.01% 1997
2014
Q4 		$652K Sell
58,565
-5,028
-8% -$65.1K ﹤0.01% 1822
2014
Q3 		$860K Sell
63,593
-143
-0.2% -$2.01K ﹤0.01% 1588
2014
Q2 		$929K Sell
63,736
-1,247
-2% -$17.9K 0.01% 1541
2014
Q1 		$934K Buy
+64,983
New +$922K 0.01% 1470

Other funds holding SWZ

Allspring Global Investments
Allspring Global Investments Charlotte, North Carolina $59.7B AUM 29.08% 1-Year Est. Return
Lazard Asset Management
Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return
COLIM
City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
CL
CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
GRQ
Gardner Russo & Quinn Lancaster, Pennsylvania $8.5B AUM 9.79% 1-Year Est. Return
BI
Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
BBPWM
Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

Raymond James & Associates's SWZ Position: Q1 2023 in Review

Raymond James & Associates sold out of Swiss Helvetia Fund (SWZ) in Q1 2023, closing a stake of 12,600 shares — an estimated $95.3K sold.

Raymond James & Associates first reported a position in SWZ in Q1 2014 and held it in 28 quarters. The position peaked at $934K in Q1 2014. 31 funds tracked by Wall St. Rank hold SWZ as of Q1 2023.

  • Raymond James & Associates reported no remaining Swiss Helvetia Fund position as of Q1 2023 after selling out during the quarter.
  • Raymond James & Associates sold 12,600 Swiss Helvetia Fund shares in Q1 2023, an estimated $95.3K.
  • Raymond James & Associates first reported a position in Swiss Helvetia Fund in Q1 2014 and held it in 28 quarters.
  • Raymond James & Associates's Swiss Helvetia Fund position peaked at $934K in Q1 2014.
  • 31 funds tracked by Wall St. Rank held Swiss Helvetia Fund as of Q1 2023.

Based on Raymond James & Associates's 13F filing for Q1 2023, filed 14 Apr 2023.