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SWZ

Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Allspring Global Investments
1
Allspring Global Investments
North Carolina
$9.22M -$63.7K -7,614 -0.6%
Lazard Asset Management
2
Lazard Asset Management
New York
$6.32M -$9.85K -1,177 -0.1%
COLIM
3
City of London Investment Management
United Kingdom
$5.6M -$82.8K -9,895 -1%
1CP
4
1607 Capital Partners
Virginia
$2.59M -$7.7K -920 -0.3%
CL
5
CSS LLC
Illinois
$2.39M -$330K -39,466 -11%
GRQ
6
Gardner Russo & Quinn
Pennsylvania
$1.92M +$42.5K +5,073 +2%
BI
7
Bulldog Investors
New Jersey
$1.87M
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.22M +$8.9K +1,064 +0.7%
SFS
9
Shaker Financial Services
Virginia
$1.04M -$238K -28,461 -18%
BBPWM
10
Blue Bell Private Wealth Management
Pennsylvania
$807K -$75.6K -9,037 -8%
Wells Fargo
11
Wells Fargo
California
$779K -$27.1K -3,238 -3%
UCI
12
Uncommon Cents Investing
Wisconsin
$709K
Bank of America
13
Bank of America
North Carolina
$701K +$42.3K +5,060 +6%
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$440K
UBS Group
15
UBS Group
Switzerland
$286K +$44K +5,254 +17%
SKK
16
Shepherd Kaplan Krochuk
Massachusetts
$262K
Morgan Stanley
17
Morgan Stanley
New York
$201K
RJFSA
18
Raymond James Financial Services Advisors
Florida
$187K +$68.4K +8,174 +52%
GI
19
GAMCO Investors
Connecticut
$126K
CICI
20
Capital Investment Counsel Inc
North Carolina
$118K
DAS
21
Dynamic Advisor Solutions
Arizona
$117K +$5.57K +665 +5%
KAS
22
Kestra Advisory Services
Texas
$101K
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$40K -$21.8K -2,600 -33%
WC
24
Winmill & Co
New Hampshire
$26K
Osaic Holdings
25
Osaic Holdings
Arizona
$24K