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SWZ

Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Allspring Global Investments
1
Allspring Global Investments
North Carolina
$14.7M -$1.48M -182,501 -8%
Lazard Asset Management
2
Lazard Asset Management
New York
$5.39M -$205K -25,232 -3%
1CP
3
1607 Capital Partners
Virginia
$3.44M +$424K +52,228 +13%
SCM
4
Saba Capital Management
New York
$2.44M +$524K +64,597 +25%
CL
5
CSS LLC
Illinois
$2.17M
GRQ
6
Gardner Russo & Quinn
Pennsylvania
$2.16M +$44.2K +5,451 +2%
KIM
7
Karpus Investment Management
New York
$2.06M +$508K +62,630 +29%
SFS
8
Shaker Financial Services
Virginia
$1.89M -$611K -75,248 -23%
BI
9
Bulldog Investors
New Jersey
$1.78M
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$1.12M +$430K +52,989 +55%
UPS
11
UHLMANN PRICE SECURITIES
Illinois
$1.06M +$335K +41,234 +41%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$936K +$8.93K +1,100 +0.9%
SA
13
Sanctuary Advisors
Indiana
$860K +$55.7K +6,858 +8%
Morgan Stanley
14
Morgan Stanley
New York
$734K -$113K -13,866 -12%
UCI
15
Uncommon Cents Investing
Wisconsin
$690K +$1.62K +200 +0.2%
BBPWM
16
Blue Bell Private Wealth Management
Pennsylvania
$684K
UBS Group
17
UBS Group
Switzerland
$441K -$87K -10,716 -15%
AA
18
AQR Arbitrage
Connecticut
$251K -$47K -5,794 -15%
DCM
19
Delta Capital Management
New Jersey
$250K
WAM
20
Wolverine Asset Management
Illinois
$250K +$271K +33,340 New
LSC
21
Logan Stone Capital
Illinois
$238K +$258K +31,779 New
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$150K +$163K +20,070 New
LPL Financial
23
LPL Financial
California
$134K +$1.82K +224 +1%
GI
24
GAMCO Investors
Connecticut
$120K
CICI
25
Capital Investment Counsel Inc
North Carolina
$112K