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SWZ

Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Allspring Global Investments
1
Allspring Global Investments
North Carolina
$17.8M -$318K -36,497 -2%
Lazard Asset Management
2
Lazard Asset Management
New York
$14.1M +$7.04M +809,156 +112%
CL
3
CSS LLC
Illinois
$3.48M +$761K +87,383 +30%
GRQ
4
Gardner Russo & Quinn
Pennsylvania
$2.71M +$40.1K +4,602 +2%
KIM
5
Karpus Investment Management
New York
$2.28M -$241K -27,660 -10%
SCM
6
Saba Capital Management
New York
$2.23M -$728K -83,640 -26%
BI
7
Bulldog Investors
New Jersey
$2.19M
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$1.51M +$129K +14,818 +10%
UPS
9
UHLMANN PRICE SECURITIES
Illinois
$1.33M +$25.4K +2,918 +2%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$1.15M -$1.29K -148 -0.1%
UCI
11
Uncommon Cents Investing
Wisconsin
$923K +$69.9K +8,030 +9%
BBPWM
12
Blue Bell Private Wealth Management
Pennsylvania
$904K +$58.2K +6,685 +7%
SFS
13
Shaker Financial Services
Virginia
$794K -$1.45M -166,473 -66%
Morgan Stanley
14
Morgan Stanley
New York
$557K -$327K -37,601 -38%
RCM
15
Rivernorth Capital Management
Florida
$413K +$390K +44,833 New
UBS Group
16
UBS Group
Switzerland
$411K -$124K -14,231 -24%
1CP
17
1607 Capital Partners
Virginia
$369K -$3.65M -419,613 -91%
DCM
18
Delta Capital Management
New Jersey
$308K
YCM
19
Yakira Capital Management
Connecticut
$278K +$262K +30,105 New
WAM
20
Wolverine Asset Management
Illinois
$238K -$65.1K -7,484 -22%
GI
21
GAMCO Investors
Connecticut
$148K
CICI
22
Capital Investment Counsel Inc
North Carolina
$138K
Bank of America
23
Bank of America
North Carolina
$126K
KAS
24
Kestra Advisory Services
Texas
$119K
AA
25
AQR Arbitrage
Connecticut
$100K -$198K -22,704 -68%