BNP Paribas Financial Markets’s Swiss Helvetia Fund SWZ Stock Holding History

BNP Paribas Financial Markets’s Portfolio SWZ Stock Details SWZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-42,161	Closed	-$487K	–	3619
2015 Q1	$487K	Sell	42,161 -17,089	-29%	-$194K	﹤0.01%	1326
2014 Q4	$660K	Buy	59,250 +1,401	+2%	+$18.1K	﹤0.01%	1054
2014 Q3	$783K	Buy	57,849 +16,800	+41%	+$237K	﹤0.01%	1351
2014 Q2	$598K	Buy	41,049 +400	+1%	+$5.75K	﹤0.01%	1417
2014 Q1	$586K	Buy	40,649 +18,549	+84%	+$263K	﹤0.01%	1369
2013 Q4	$308K	Buy	+22,100	New	+$314K	﹤0.01%	1402

Other funds holding SWZ

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

GFM

Gramercy Funds Management Greenwich, Connecticut $6.07M AUM 35.69% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

CCM

Cutler Capital Management Worcester, Massachusetts $370M AUM 15.34% 1-Year Est. Return

WAM

Weiss Asset Management Boston, Massachusetts $5.91B AUM 42.42% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

BNP Paribas Financial Markets's SWZ Position: Q2 2015 in Review

BNP Paribas Financial Markets sold out of Swiss Helvetia Fund (SWZ) in Q2 2015, closing a stake of 42,161 shares — an estimated $487K sold.

BNP Paribas Financial Markets first reported a position in SWZ in Q4 2013 and held it in 6 quarters. The position peaked at $783K in Q3 2014. 50 funds tracked by Wall St. Rank hold SWZ as of Q2 2015.

BNP Paribas Financial Markets reported no remaining Swiss Helvetia Fund position as of Q2 2015 after selling out during the quarter.
BNP Paribas Financial Markets sold 42,161 Swiss Helvetia Fund shares in Q2 2015, an estimated $487K.
BNP Paribas Financial Markets first reported a position in Swiss Helvetia Fund in Q4 2013 and held it in 6 quarters.
BNP Paribas Financial Markets's Swiss Helvetia Fund position peaked at $783K in Q3 2014.
50 funds tracked by Wall St. Rank held Swiss Helvetia Fund as of Q2 2015.

Based on BNP Paribas Financial Markets's 13F filing for Q2 2015, filed 14 Aug 2015.