SRC
SWZ

Shufro Rose & Co’s Swiss Helvetia Fund SWZ Stock Holding History

Shufro Rose & Co’s Portfolio SWZ Stock Details SWZ Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q3 		– Sell
-23,921
Closed -$303K – 222
2017
Q2 		$304K Hold
23,921
– – 0.03% 204
2017
Q1 		$277K Sell
23,921
-643
-3% -$7.03K 0.03% 218
2016
Q4 		$251K Buy
+24,564
New +$252K 0.03% 217
2016
Q3 		– Hold
0
– – – 216
2016
Q2 		– Hold
0
– – – 218
2016
Q1 		– Sell
-26,180
Closed -$259K – 221
2015
Q4 		$276K Sell
26,180
-1,194
-4% -$13K 0.03% 202
2015
Q3 		$297K Buy
27,374
+414
+2% +$4.72K 0.04% 195
2015
Q2 		$315K Sell
26,960
-1,227
-4% -$14.9K 0.03% 198
2015
Q1 		$325K Sell
28,187
-449
-2% -$5.1K 0.03% 200
2014
Q4 		$319K Sell
28,636
-250
-0.9% -$3.24K 0.03% 199
2014
Q3 		$390K Sell
28,886
-250
-0.9% -$3.52K 0.04% 181
2014
Q2 		$424K Sell
29,136
-360
-1% -$5.17K 0.04% 178
2014
Q1 		$424K Hold
29,496
– – 0.04% 175
2013
Q4 		$411K Sell
29,496
-989
-3% -$14.1K 0.04% 177
2013
Q3 		$433K Sell
30,485
-16,515
-35% -$220K 0.05% 159
2013
Q2 		$579K Buy
+47,000
New +$588K 0.07% 141

Other funds holding SWZ

Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
Lazard Asset Management
Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return
BI
Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return
KIM
Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return
JGUA
John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return
COLIM
City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
SI
SII Investments Appleton, Wisconsin $965M AUM 15.44% 1-Year Est. Return

Shufro Rose & Co's SWZ Position: Q3 2017 in Review

Shufro Rose & Co sold out of Swiss Helvetia Fund (SWZ) in Q3 2017, closing a stake of 23,921 shares — an estimated $303K sold.

Shufro Rose & Co first reported a position in SWZ in Q2 2013 and held it in 14 quarters. The position peaked at $579K in Q2 2013. 43 funds tracked by Wall St. Rank hold SWZ as of Q3 2017.

  • Shufro Rose & Co reported no remaining Swiss Helvetia Fund position as of Q3 2017 after selling out during the quarter.
  • Shufro Rose & Co sold 23,921 Swiss Helvetia Fund shares in Q3 2017, an estimated $303K.
  • Shufro Rose & Co first reported a position in Swiss Helvetia Fund in Q2 2013 and held it in 14 quarters.
  • Shufro Rose & Co's Swiss Helvetia Fund position peaked at $579K in Q2 2013.
  • 43 funds tracked by Wall St. Rank held Swiss Helvetia Fund as of Q3 2017.

Based on Shufro Rose & Co's 13F filing for Q3 2017, filed 13 Nov 2017.