Bank of New York Mellon
SWZ

Bank of New York Mellon’s Swiss Helvetia Fund SWZ Stock Holding History

Bank of New York Mellon’s Portfolio SWZ Stock Details SWZ Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q3 		– Sell
-10,514
Closed -$109K – 4315
2016
Q2 		$109K Buy
+10,514
New +$108K ﹤0.01% 4047
2013
Q4 		– Sell
-15,061
Closed -$214K – 4251
2013
Q3 		$214K Sell
15,061
-2,344
-13% -$31.2K ﹤0.01% 3781
2013
Q2 		$214K Buy
+17,405
New +$218K ﹤0.01% 3757

Other funds holding SWZ

Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
Lazard Asset Management
Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return
KIM
Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return
BI
Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.14% 1-Year Est. Return
GFM
Gramercy Funds Management Greenwich, Connecticut $6.07M AUM 35.69% 1-Year Est. Return
JGUA
John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
CCM
Cutler Capital Management Worcester, Massachusetts $370M AUM 15.34% 1-Year Est. Return

Bank of New York Mellon's SWZ Position: Q3 2016 in Review

Bank of New York Mellon sold out of Swiss Helvetia Fund (SWZ) in Q3 2016, closing a stake of 10,514 shares — an estimated $109K sold.

Bank of New York Mellon first reported a position in SWZ in Q2 2013 and held it in 3 quarters. The position peaked at $214K in Q3 2013. 55 funds tracked by Wall St. Rank hold SWZ as of Q3 2016.

  • Bank of New York Mellon reported no remaining Swiss Helvetia Fund position as of Q3 2016 after selling out during the quarter.
  • Bank of New York Mellon sold 10,514 Swiss Helvetia Fund shares in Q3 2016, an estimated $109K.
  • Bank of New York Mellon first reported a position in Swiss Helvetia Fund in Q2 2013 and held it in 3 quarters.
  • Bank of New York Mellon's Swiss Helvetia Fund position peaked at $214K in Q3 2013.
  • 55 funds tracked by Wall St. Rank held Swiss Helvetia Fund as of Q3 2016.

Based on Bank of New York Mellon's 13F filing for Q3 2016, filed 3 Nov 2016.