Tocqueville Asset Management’s Swiss Helvetia Fund SWZ Stock Holding History

Tocqueville Asset Management’s Portfolio SWZ Stock Details SWZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-10,034	Closed	-$116K	–	832
2017 Q1	$116K	Hold	10,034	–	–	﹤0.01%	781
2016 Q4	$102K	Sell	10,034 -5,542	-36%	-$56.9K	﹤0.01%	786
2016 Q3	$167K	Hold	15,576	–	–	﹤0.01%	790
2016 Q2	$161K	Hold	15,576	–	–	﹤0.01%	802
2016 Q1	$159K	Sell	15,576 -6,360	-29%	-$63K	﹤0.01%	814
2015 Q4	$232K	Hold	21,936	–	–	﹤0.01%	823
2015 Q3	$238K	Hold	21,936	–	–	﹤0.01%	866
2015 Q2	$257K	Buy	21,936 +639	+3%	+$7.78K	﹤0.01%	866
2015 Q1	$246K	Buy	21,297 +1,778	+9%	+$20.2K	﹤0.01%	860
2014 Q4	$217K	Buy	+19,519	New	+$253K	﹤0.01%	884
2014 Q3	–	Sell	-22,908	Closed	-$334K	–	1236
2014 Q2	$334K	Buy	+22,908	New	+$329K	﹤0.01%	832
2013 Q4	–	Sell	-15,229	Closed	-$217K	–	1412
2013 Q3	$217K	Hold	15,229	–	–	﹤0.01%	860
2013 Q2	$188K	Buy	+15,229	New	+$190K	﹤0.01%	875

Other funds holding SWZ

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Icon Advisers Greenwood Village, Colorado $433M AUM 40.01% 1-Year Est. Return

JGUA

John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Tocqueville Asset Management's SWZ Position: Q2 2017 in Review

Tocqueville Asset Management sold out of Swiss Helvetia Fund (SWZ) in Q2 2017, closing a stake of 10,034 shares — an estimated $116K sold.

Tocqueville Asset Management first reported a position in SWZ in Q2 2013 and held it in 13 quarters. The position peaked at $334K in Q2 2014. 50 funds tracked by Wall St. Rank hold SWZ as of Q2 2017.

Tocqueville Asset Management reported no remaining Swiss Helvetia Fund position as of Q2 2017 after selling out during the quarter.
Tocqueville Asset Management sold 10,034 Swiss Helvetia Fund shares in Q2 2017, an estimated $116K.
Tocqueville Asset Management first reported a position in Swiss Helvetia Fund in Q2 2013 and held it in 13 quarters.
Tocqueville Asset Management's Swiss Helvetia Fund position peaked at $334K in Q2 2014.
50 funds tracked by Wall St. Rank held Swiss Helvetia Fund as of Q2 2017.

Based on Tocqueville Asset Management's 13F filing for Q2 2017, filed 4 Aug 2017.