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Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
XT
26
XTX Topco
Cayman Islands
$148K +$29.3K +4,887 +24%
LPL Financial
27
LPL Financial
California
$146K +$147K +24,599 New
Wells Fargo
28
Wells Fargo
California
$105K +$1.02K +170 +1%
CICI
29
Capital Investment Counsel Inc
North Carolina
$88.9K – – –
BAM
30
Belpointe Asset Management
Nevada
$85.9K – – –
FCA
31
Fortis Capital Advisors
Kansas
$85.9K – – –
MPWS
32
McCarter Private Wealth Services
Massachusetts
$85.9K – – –
UBS Group
33
UBS Group
Switzerland
$68.9K -$214K -35,700 -75%
RCM
34
Rivernorth Capital Management
Florida
$60.5K -$1.92M -320,830 -97%
TI
35
TrueMark Investments
Illinois
$60.5K -$3.35K -560 -5%
IWM
36
Integris Wealth Management
California
$59.7K – – –
WC
37
Winmill & Co
New Hampshire
$13.4K – – –
JP Morgan Chase
38
JP Morgan Chase
New York
$10.2K – – –
NSIM
39
North Star Investment Management
Illinois
$5.65K – – –
APW
40
Allied Private Wealth
Florida
$3.67K +$3.71K +619 New
SNBOSD
41
Security National Bank of So Dak
Iowa
$1.24K +$1.25K +209 New
PNC Financial Services Group
42
PNC Financial Services Group
Pennsylvania
$95 – – –
Allspring Global Investments
43
Allspring Global Investments
North Carolina
– -$3.86M -650,702 Closed
CC
44
CF Capital
Massachusetts
– -$282K -47,591 Closed
NPT
45
Nixon Peabody Trust
Massachusetts
– -$249K -42,024 Closed
KAS
46
Kestra Advisory Services
Texas
– -$112K -18,819 Closed
Raymond James Financial
47
Raymond James Financial
Florida
– -$98.4K -16,590 Closed
AA
48
Ancora Advisors
Ohio
– -$6.33K -1,068 Closed
Royal Bank of Canada
49
Royal Bank of Canada
Ontario, Canada
– -$1K -249 Closed