Northern Trust
SWZ

Northern Trust’s Swiss Helvetia Fund SWZ Stock Holding History

Northern Trust’s Portfolio SWZ Stock Details SWZ Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2024
Q3 		– Sell
-13,017
Closed -$105K – 4450
2024
Q2 		$105K Buy
+13,017
New +$103K ﹤0.01% 4043
2018
Q2 		– Sell
-12,613
Closed -$155K – 4329
2018
Q1 		$155K Sell
12,613
-501
-4% -$6.42K ﹤0.01% 3880
2017
Q4 		$168K Buy
+13,114
New +$165K ﹤0.01% 3860
2016
Q2 		– Sell
-12,269
Closed -$125K – 4270
2016
Q1 		$125K Buy
+12,269
New +$122K ﹤0.01% 3855

Other funds holding SWZ

Allspring Global Investments
Allspring Global Investments Charlotte, North Carolina $59.7B AUM 29.08% 1-Year Est. Return
Lazard Asset Management
Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
CL
CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return
GRQ
Gardner Russo & Quinn Lancaster, Pennsylvania $8.5B AUM 9.79% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BI
Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return
KIM
Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Northern Trust's SWZ Position: Q3 2024 in Review

Northern Trust sold out of Swiss Helvetia Fund (SWZ) in Q3 2024, closing a stake of 13,017 shares — an estimated $105K sold.

Northern Trust first reported a position in SWZ in Q1 2016 and held it in 4 quarters. The position peaked at $168K in Q4 2017. 38 funds tracked by Wall St. Rank hold SWZ as of Q3 2024.

  • Northern Trust reported no remaining Swiss Helvetia Fund position as of Q3 2024 after selling out during the quarter.
  • Northern Trust sold 13,017 Swiss Helvetia Fund shares in Q3 2024, an estimated $105K.
  • Northern Trust first reported a position in Swiss Helvetia Fund in Q1 2016 and held it in 4 quarters.
  • Northern Trust's Swiss Helvetia Fund position peaked at $168K in Q4 2017.
  • 38 funds tracked by Wall St. Rank held Swiss Helvetia Fund as of Q3 2024.

Based on Northern Trust's 13F filing for Q3 2024, filed 13 Nov 2024.