Thomas J. Herzfeld Advisors’s Swiss Helvetia Fund SWZ Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio SWZ Stock Details SWZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-1,950	Closed	-$24K	–	295
2018 Q2	$24K	Hold	1,950	–	–	0.01%	210
2018 Q1	$24K	Hold	1,950	–	–	0.01%	225
2017 Q4	$25K	Hold	1,950	–	–	0.01%	220
2017 Q3	$25K	Hold	1,950	–	–	0.01%	221
2017 Q2	$25K	Sell	1,950 -366	-16%	-$4.46K	0.01%	216
2017 Q1	$27K	Hold	2,316	–	–	0.01%	256
2016 Q4	$24K	Hold	2,316	–	–	0.01%	266
2016 Q3	$25K	Hold	2,316	–	–	0.01%	247
2016 Q2	$24K	Hold	2,316	–	–	0.01%	260
2016 Q1	$24K	Hold	2,316	–	–	0.01%	286
2015 Q4	$24K	Hold	2,316	–	–	0.01%	271
2015 Q3	$25K	Hold	2,316	–	–	0.01%	260
2015 Q2	$26K	Hold	2,316	–	–	0.01%	227
2015 Q1	$27K	Sell	2,316 -257	-10%	-$2.92K	0.01%	217
2014 Q4	$29K	Hold	2,573	–	–	0.01%	193
2014 Q3	$35K	Buy	2,573 +1,400	+119%	+$19.7K	0.02%	210
2014 Q2	$17K	Hold	1,173	–	–	0.01%	232
2014 Q1	$17K	Sell	1,173 -1,229	-51%	-$17.4K	0.01%	251
2013 Q4	$34K	Hold	2,402	–	–	0.02%	235
2013 Q3	$34K	Hold	2,402	–	–	0.02%	218
2013 Q2	$30K	Buy	+2,402	New	+$30K	0.02%	222

Other funds holding SWZ

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.15B AUM 12.28% 1-Year Est. Return

Bulldog Investors Saddle Brook, New Jersey $455M AUM 2.3% 1-Year Est. Return

Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.48B AUM 10.49% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.57B AUM 67.1% 1-Year Est. Return

JGUA

John G. Ullman & Associates Corning, New York $824M AUM 78.19% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

BFM

Boothbay Fund Management New York $7.6B AUM 109.3% 1-Year Est. Return

Thomas J. Herzfeld Advisors's SWZ Position: Q3 2018 in Review

Thomas J. Herzfeld Advisors sold out of Swiss Helvetia Fund (SWZ) in Q3 2018, closing a stake of 1,950 shares — an estimated $24K sold.

Thomas J. Herzfeld Advisors first reported a position in SWZ in Q2 2013 and held it in 21 quarters. The position peaked at $35K in Q3 2014. 47 funds tracked by Wall St. Rank hold SWZ as of Q3 2018.

Thomas J. Herzfeld Advisors reported no remaining Swiss Helvetia Fund position as of Q3 2018 after selling out during the quarter.
Thomas J. Herzfeld Advisors sold 1,950 Swiss Helvetia Fund shares in Q3 2018, an estimated $24K.
Thomas J. Herzfeld Advisors first reported a position in Swiss Helvetia Fund in Q2 2013 and held it in 21 quarters.
Thomas J. Herzfeld Advisors's Swiss Helvetia Fund position peaked at $35K in Q3 2014.
47 funds tracked by Wall St. Rank held Swiss Helvetia Fund as of Q3 2018.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2018, filed 14 Nov 2018.