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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-2.53%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$294M
AUM Growth
-$1.55M
Cap. Flow
+$9.12M
Cap. Flow %
3.1%
Top 10 Hldgs %
53.95%
Holding
132
New
25
Increased
29
Reduced
47
Closed
17

Top Buys

1
SJB icon
ProShares Short High Yield
SJB
+$12.2M
2
FSCO
FS Credit Opportunities Corp
FSCO
+$10.1M
3
FSSL
FS Specialty Lending Fund
FSSL
+$9.88M
4
SDS icon
ProShares UltraShort S&P500
SDS
+$7.54M
5
PFIX icon
Simplify Interest Rate Hedge ETF
PFIX
+$5.38M

Top Sells

1
BPRE
Bluerock Private Real Estate Fund
BPRE
+$8.2M
2
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$6.65M
3
NBXG
Neuberger Next Generation Connectivity Fund Inc
NBXG
+$5.95M
4
RA
Brookfield Real Assets Income Fund
RA
+$5.64M
5
STEW
SRH Total Return Fund
STEW
+$4.88M

Sector Composition

1 Financials 14.66%
2 Communication Services 0.06%
3 Materials 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSSL
1
FS Specialty Lending Fund
FSSL
$828M
$35.1M 11.95%
2,808,727
+757,861
+37% +$9.88M
PDX
2
PIMCO Dynamic Income Strategy Fund
PDX
$942M
$27.6M 9.4%
1,253,348
-52,373
-4% -$1.06M
FSCO
3
FS Credit Opportunities Corp
FSCO
$993M
$18.8M 6.38%
3,679,935
+1,780,154
+94% +$10.1M
HFRO
4
Highland Opportunities and Income Fund
HFRO
$408M
$15.5M 5.27%
2,715,661
+258,376
+11% +$1.57M
HERZ
5
Herzfeld Credit Income Fund
HERZ
$33.6M
$12.5M 4.26%
807,215
+223,022
+38% +$3.92M
SJB icon
6
ProShares Short High Yield
SJB
$53.8M
$12.3M 4.2%
+796,652
New +$12.2M
GOF icon
7
Guggenheim Strategic Opportunities Fund
GOF
$2.27B
$11.2M 3.81%
1,015,400
+88,155
+10% +$1.06M
BRW
8
Saba Capital Income & Opportunities Fund
BRW
$337M
$9.55M 3.25%
1,417,189
-417,525
-23% -$2.78M
SDS icon
9
ProShares UltraShort S&P500
SDS
$390M
$8.17M 2.78%
+108,584
New +$7.54M
ASA
10
ASA Gold and Precious Metals
ASA
$904M
$7.81M 2.66%
125,885
-8,457
-6% -$571K
SABA
11
Saba Capital Income & Opportunities Fund II
SABA
$223M
$6.44M 2.19%
774,518
-815,574
-51% -$6.65M
PAXS
12
PIMCO Access Income Fund
PAXS
$681M
$6.34M 2.16%
439,995
-307,915
-41% -$4.72M
BPRE
13
Bluerock Private Real Estate Fund
BPRE
$6.02M 2.05%
362,504
-492,275
-58% -$8.2M
DPG
14
Duff & Phelps Utility and Infrastructure Fund
DPG
$530M
$5.65M 1.92%
391,497
-77,980
-17% -$1.08M
PFIX icon
15
Simplify Interest Rate Hedge ETF
PFIX
$175M
$5.43M 1.85%
+117,701
New +$5.38M
JFR icon
16
Nuveen Floating Rate Income Fund
JFR
$1.24B
$5.36M 1.82%
713,294
-163,662
-19% -$1.26M
RA
17
Brookfield Real Assets Income Fund
RA
$712M
$4.38M 1.49%
340,641
-431,626
-56% -$5.64M
TFLO icon
18
iShares Treasury Floating Rate Bond ETF
TFLO
$6.56B
$4.02M 1.37%
79,468
+74,999
+1,678% +$3.79M
EIC
19
Eagle Point Income Co
EIC
$228M
$3.72M 1.26%
394,000
+83,189
+27% +$856K
NML
20
Neuberger Energy Infrastructure and Income Fund Inc
NML
$584M
$3.4M 1.16%
+323,526
New +$3.09M
KYN icon
21
Kayne Anderson Energy Infrastructure Fund
KYN
$2.47B
$3.34M 1.14%
+234,136
New +$3.15M
BGR icon
22
BlackRock Energy and Resources Trust
BGR
$407M
$3.14M 1.07%
+181,116
New +$2.79M
EMO
23
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.05B
$3.12M 1.06%
59,023
+58,007
+5,709% +$2.88M
PTY icon
24
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
$3.01M 1.03%
249,976
+194,158
+348% +$2.47M
DUST icon
25
Direxion Daily Gold Miners Index Bear 2X ETF
DUST
$77.8M
$2.96M 1.01%
+58,011
New +$3.01M
1
2 3 4 5

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Thomas J. Herzfeld Advisors's Q1 2026 Portfolio in Review

As of Q1 2026, Thomas J. Herzfeld Advisors held 132 positions worth $294M, down 0.53% from $296M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Thomas J. Herzfeld Advisors deployed $9.12M of net new capital in Q1 2026, opening 25 new positions and adding to 29 existing holdings. Its largest new stake was ProShares Short High Yield: 796,652 shares worth $12.3M.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 18% a quarter earlier, followed by Communication Services and Materials.

On the sell side, the largest reduction was Bluerock Private Real Estate Fund, an estimated $8.2M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q1 2026 buy was ProShares Short High Yield: 796,652 shares worth $12.3M.
  • Thomas J. Herzfeld Advisors added most to FS Credit Opportunities Corp in Q1 2026, an estimated $10.1M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2026 reduction was Bluerock Private Real Estate Fund, cutting an estimated $8.2M.
  • Thomas J. Herzfeld Advisors fully exited Neuberger Next Generation Connectivity Fund Inc in Q1 2026, selling an estimated $5.95M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 54% of its $294M portfolio in Q1 2026.
  • Thomas J. Herzfeld Advisors opened 25 new positions and closed 17 in Q1 2026.
  • Thomas J. Herzfeld Advisors's portfolio value fell 0.53% quarter-over-quarter to $294M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2026, filed 12 May 2026.