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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-14.43%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$251M
AUM Growth
-$31.3M
Cap. Flow
+$10.8M
Cap. Flow %
4.32%
Top 10 Hldgs %
38.31%
Holding
325
New
48
Increased
75
Reduced
92
Closed
31

Top Buys

Rank Stock Value
1
HFRO
Highland Opportunities and Income Fund
HFRO
+$12.1M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$10.4M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$10.3M
4
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$7.57M
5
OCCI
OFS Credit Co
OCCI
+$4.97M

Top Sells

Rank Stock Value
1
ECC
Eagle Point Credit Company
ECC
+$9.95M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$8.15M
3
OXLC
Oxford Lane Capital
OXLC
+$5.46M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$4.49M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.36M

Sector Composition

Rank Sector Weight
1 Financials 6.45%
2 Industrials 3.87%
3 Consumer Discretionary 3.83%
4 Consumer Staples 1.39%
5 Materials 1.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXDT
1
NexPoint Diversified Real Estate Trust
NXDT
$280M
$14.5M 5.79%
728,009
-90,663
-11% -$1.95M
CET
2
Central Securities Corp
CET
$1.55B
$11.4M 4.53%
457,367
-14,570
-3% -$389K
STEW
3
SRH Total Return Fund
STEW
$1.74B
$11.2M 4.47%
1,074,440
-6,399
-0.6% -$68K
HFRO
4
Highland Opportunities and Income Fund
HFRO
$400M
$10.6M 4.23%
829,179
+819,920
+8,855% +$12.1M
PCI
5
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$9.61M 3.83%
+456,462
New +$10.3M
CLM icon
6
Cornerstone Strategic Value Fund
CLM
$2.13B
$9.58M 3.82%
870,246
+857,734
+6,855% +$10.4M
JQC icon
7
Nuveen Credit Strategies Income Fund
JQC
$702M
$8.57M 3.42%
1,157,860
+428,473
+59% +$3.28M
THQ
8
abrdn Healthcare Opportunities Fund
THQ
$771M
$7.67M 3.06%
457,233
-139,487
-23% -$2.47M
PCEF icon
9
Invesco CEF Income Composite ETF
PCEF
$812M
$7.17M 2.86%
+354,550
New +$7.57M
ISD
10
PGIM High Yield Bond Fund
ISD
$417M
$5.76M 2.3%
441,862
+40,057
+10% +$543K
HERZ
11
Herzfeld Credit Income Fund
HERZ
$32.1M
$5.72M 2.28%
150,433
-10,937
-7% -$483K
AIF
12
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$5.18M 2.07%
376,278
+27,091
+8% +$400K
MTZ icon
13
MasTec
MTZ
$28.4B
$4.76M 1.9%
117,297
– –
GAM
14
General American Investors Company
GAM
$1.53B
$4.65M 1.85%
163,424
-21,496
-12% -$704K
OCCI
15
OFS Credit Co
OCCI
$69M
$4.35M 1.73%
+315,490
New +$4.97M
THW
16
abrdn World Healthcare Fund
THW
$529M
$4.25M 1.7%
366,695
-167,208
-31% -$2.17M
AOD
17
abrdn Total Dynamic Dividend Fund
AOD
$1.1B
$4.2M 1.67%
582,116
-167,327
-22% -$1.33M
GHY
18
PGIM Global High Yield Fund
GHY
$480M
$3.63M 1.45%
280,738
+70,608
+34% +$942K
DSL
19
DoubleLine Income Solutions Fund
DSL
$1.22B
$3.22M 1.29%
+185,900
New +$3.46M
RCL icon
20
Royal Caribbean
RCL
$76B
$3.05M 1.22%
31,229
+2,000
+7% +$219K
ADX icon
21
Adams Diversified Equity Fund
ADX
$3.18B
$2.93M 1.17%
232,208
-7,827
-3% -$115K
BRW
22
Saba Capital Income & Opportunities Fund
BRW
$338M
$2.83M 1.13%
315,526
+34,125
+12% +$325K
CRF
23
Cornerstone Total Return Fund
CRF
$1.13B
$2.79M 1.11%
+256,548
New +$3.03M
BPOP icon
24
Popular Inc
BPOP
$11B
$2.61M 1.04%
55,230
-1,870
-3% -$96.4K
JRO
25
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$2.52M 1.01%
279,465
-3,269
-1% -$32.1K
1
2 3 4 5

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PCI
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PC
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DMBA
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MEPT
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Thomas J. Herzfeld Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Thomas J. Herzfeld Advisors held 325 positions worth $251M, down 11% from $282M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Thomas J. Herzfeld Advisors deployed $10.8M of net new capital in Q4 2018, opening 48 new positions and adding to 75 existing holdings. Its largest new stake was PIMCO Dynamic Credit and Mortgage Income Fund: 456,462 shares worth $9.61M.

By sector, the portfolio is most concentrated in Financials at 6.4% of assets, down from 7.5% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Eagle Point Credit Company, an estimated $9.95M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2018 buy was PIMCO Dynamic Credit and Mortgage Income Fund: 456,462 shares worth $9.61M.
  • Thomas J. Herzfeld Advisors added most to Highland Opportunities and Income Fund in Q4 2018, an estimated $12.1M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2018 reduction was Eagle Point Credit Company, cutting an estimated $9.95M.
  • Thomas J. Herzfeld Advisors fully exited iShares Floating Rate Bond ETF in Q4 2018, selling an estimated $8.15M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 38% of its $251M portfolio in Q4 2018.
  • Thomas J. Herzfeld Advisors opened 48 new positions and closed 31 in Q4 2018.
  • Thomas J. Herzfeld Advisors's portfolio value fell 11% quarter-over-quarter to $251M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2018, filed 14 Feb 2019.