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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-4.83%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$296M
AUM Growth
+$3.89M
Cap. Flow
+$18.5M
Cap. Flow %
6.26%
Top 10 Hldgs %
52.55%
Holding
122
New
18
Increased
46
Reduced
21
Closed
15

Top Buys

Rank Stock Value
1
FSSL
FS Specialty Lending Fund
FSSL
+$28M
2
BPRE
Bluerock Private Real Estate Fund
BPRE
+$13.2M
3
GOF icon
Guggenheim Strategic Opportunities Fund
GOF
+$12.1M
4
FSCO
FS Credit Opportunities Corp
FSCO
+$5.99M
5
BRW
Saba Capital Income & Opportunities Fund
BRW
+$4.77M

Top Sells

Rank Stock Value
1
PAAA icon
PGIM AAA CLO ETF
PAAA
+$10.6M
2
PFIX icon
Simplify Interest Rate Hedge ETF
PFIX
+$9.23M
3
FFC
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
+$6.47M
4
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$5.79M
5
NPFD icon
Nuveen Variable Rate Preferred & Income Fund
NPFD
+$5.22M

Sector Composition

Rank Sector Weight
1 Financials 18.23%
2 Communication Services 0.06%
3 Materials 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSSL
1
FS Specialty Lending Fund
FSSL
$828M
$29M 9.81%
+2,050,866
New +$28M
PDX
2
PIMCO Dynamic Income Strategy Fund
PDX
$942M
$24.5M 8.3%
1,305,721
-264,170
-17% -$5.79M
HFRO
3
Highland Opportunities and Income Fund
HFRO
$408M
$14.7M 4.97%
2,457,285
-339,054
-12% -$2.12M
SABA
4
Saba Capital Income & Opportunities Fund II
SABA
$223M
$13.1M 4.44%
1,590,092
-197,354
-11% -$1.72M
HERZ
5
Herzfeld Credit Income Fund
HERZ
$33.6M
$13M 4.39%
584,193
-25,882
-4% -$641K
BRW
6
Saba Capital Income & Opportunities Fund
BRW
$337M
$12.9M 4.35%
1,834,714
+659,707
+56% +$4.77M
BPRE
7
Bluerock Private Real Estate Fund
BPRE
$12.8M 4.34%
+854,779
New +$13.2M
FSCO
8
FS Credit Opportunities Corp
FSCO
$993M
$12M 4.05%
1,899,781
+936,272
+97% +$5.99M
GOF icon
9
Guggenheim Strategic Opportunities Fund
GOF
$2.27B
$11.9M 4.04%
+927,245
New +$12.1M
PAXS
10
PIMCO Access Income Fund
PAXS
$681M
$11.4M 3.87%
747,910
+266,473
+55% +$4.21M
RA
11
Brookfield Real Assets Income Fund
RA
$712M
$10M 3.39%
772,267
+47,561
+7% +$624K
ASA
12
ASA Gold and Precious Metals
ASA
$904M
$8.02M 2.71%
134,342
-46,303
-26% -$2.35M
STEW
13
SRH Total Return Fund
STEW
$1.76B
$7.08M 2.4%
382,005
+6,551
+2% +$118K
JFR icon
14
Nuveen Floating Rate Income Fund
JFR
$1.24B
$6.87M 2.32%
876,956
-410,897
-32% -$3.24M
DPG
15
Duff & Phelps Utility and Infrastructure Fund
DPG
$530M
$5.97M 2.02%
469,477
+48,527
+12% +$630K
NBXG
16
Neuberger Next Generation Connectivity Fund Inc
NBXG
$1.17B
$5.95M 2.01%
412,390
+18,179
+5% +$269K
OXLC
17
Oxford Lane Capital
OXLC
$856M
$5.85M 1.98%
399,466
+171,594
+75% +$2.57M
SDHY
18
PGIM Short Duration High Yield Opportunities Fund
SDHY
$392M
$5.43M 1.84%
329,953
+8,607
+3% +$142K
BSTZ icon
19
BlackRock Science and Technology Term Trust
BSTZ
$1.9B
$4.87M 1.65%
215,176
+5,465
+3% +$122K
PDO
20
PIMCO Dynamic Income Opportunities Fund
PDO
$1.88B
$4.78M 1.62%
345,432
+27,307
+9% +$380K
TBLD
21
Thornburg Income Builder Opportunities Trust
TBLD
$707M
$4.66M 1.58%
231,757
+3,799
+2% +$76K
TWN
22
Taiwan Fund
TWN
$495M
$4.41M 1.49%
82,666
-1,916
-2% -$107K
RFMZ
23
RiverNorth Flexible Municipal Income Fund II
RFMZ
$329M
$4.04M 1.37%
319,486
+18,973
+6% +$245K
BTX
24
BlackRock Technology and Private Equity Term Trust
BTX
$935M
$3.58M 1.21%
+543,195
New +$3.65M
EIC
25
Eagle Point Income Co
EIC
$228M
$3.55M 1.2%
+310,811
New +$3.71M
1
2 3 4 5

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Thomas J. Herzfeld Advisors's Q4 2025 Portfolio in Review

As of Q4 2025, Thomas J. Herzfeld Advisors held 122 positions worth $296M, up 1.3% from $292M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Thomas J. Herzfeld Advisors deployed $18.5M of net new capital in Q4 2025, opening 18 new positions and adding to 46 existing holdings. Its largest new stake was FS Specialty Lending Fund: 2,050,866 shares worth $29M.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 12% a quarter earlier, followed by Communication Services and Materials.

On the sell side, the largest reduction was PIMCO Dynamic Income Strategy Fund, an estimated $5.79M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2025 buy was FS Specialty Lending Fund: 2,050,866 shares worth $29M.
  • Thomas J. Herzfeld Advisors added most to FS Credit Opportunities Corp in Q4 2025, an estimated $5.99M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2025 reduction was PIMCO Dynamic Income Strategy Fund, cutting an estimated $5.79M.
  • Thomas J. Herzfeld Advisors fully exited PGIM AAA CLO ETF in Q4 2025, selling an estimated $10.6M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 53% of its $296M portfolio in Q4 2025.
  • Thomas J. Herzfeld Advisors opened 18 new positions and closed 15 in Q4 2025.
  • Thomas J. Herzfeld Advisors's portfolio value rose 1.3% quarter-over-quarter to $296M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2025, filed 13 Feb 2026.