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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-4.56%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$234M
AUM Growth
-$7M
Cap. Flow
+$5.84M
Cap. Flow %
2.49%
Top 10 Hldgs %
57.02%
Holding
347
New
25
Increased
51
Reduced
52
Closed
39

Top Buys

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$23.9M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$14.5M
3
SJB icon
ProShares Short High Yield
SJB
+$8.53M
4
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$1.81M
5
SRV
NXG Cushing Midstream Energy Fund
SRV
+$1.5M

Top Sells

Rank Stock Value
1
CLM icon
Cornerstone Strategic Value Fund
CLM
+$7.6M
2
NSLR
Neostellar Capital Corp
NSLR
+$3.57M
3
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$3.21M
4
PCF
High Income Securities Fund
PCF
+$3.18M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$2.63M

Sector Composition

Rank Sector Weight
1 Financials 3.98%
2 Industrials 3.35%
3 Consumer Discretionary 2.12%
4 Energy 1.23%
5 Materials 1.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USFR icon
1
WisdomTree Floating Rate Treasury Fund
USFR
$18.1B
$33.9M 14.46%
674,504
+475,346
+239% +$23.9M
HFRO
2
Highland Opportunities and Income Fund
HFRO
$409M
$23.3M 9.93%
2,395,110
-92,392
-4% -$1.06M
NXDT
3
NexPoint Diversified Real Estate Trust
NXDT
$278M
$19.3M 8.24%
1,540,366
+14,703
+1% +$229K
AGG icon
4
iShares Core US Aggregate Bond ETF
AGG
$138B
$13.8M 5.89%
+143,372
New +$14.5M
PDX
5
PIMCO Dynamic Income Strategy Fund
PDX
$967M
$10.3M 4.39%
761,103
+125,395
+20% +$1.81M
BRW
6
Saba Capital Income & Opportunities Fund
BRW
$337M
$9.93M 4.23%
1,254,873
+177,316
+16% +$1.45M
SJB icon
7
ProShares Short High Yield
SJB
$52M
$8.97M 3.83%
+448,202
New +$8.53M
STEW
8
SRH Total Return Fund
STEW
$1.75B
$5.09M 2.17%
468,200
-74,992
-14% -$916K
NDP
9
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$5.05M 2.16%
178,485
+16,488
+10% +$485K
CCIF
10
Carlyle Credit Income Fund
CCIF
$57.4M
$4.01M 1.71%
449,644
+14,366
+3% +$135K
CEM
11
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$3.96M 1.69%
133,067
+1,027
+0.8% +$33.2K
BCAT icon
12
BlackRock Capital Allocation Term Trust
BCAT
$1.61B
$3.8M 1.62%
279,358
-30,486
-10% -$453K
PEO
13
Adams Natural Resources Fund
PEO
$759M
$3.54M 1.51%
189,117
+7,971
+4% +$157K
CET
14
Central Securities Corp
CET
$1.54B
$3.53M 1.51%
104,706
+1,252
+1% +$45.2K
ECAT icon
15
BlackRock ESG Capital Allocation Term Trust
ECAT
$1.51B
$3.47M 1.48%
270,582
-44,502
-14% -$644K
PCF
16
High Income Securities Fund
PCF
$99.8M
$3.01M 1.28%
436,726
-427,519
-49% -$3.18M
JSD
17
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$3M 1.28%
254,008
+72,501
+40% +$899K
CLM icon
18
Cornerstone Strategic Value Fund
CLM
$2.17B
$2.99M 1.28%
354,888
-798,428
-69% -$7.6M
FINS
19
Angel Oak Financial Strategies Income Term Trust
FINS
$423M
$2.94M 1.25%
219,172
-44,157
-17% -$630K
AIF
20
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$2.89M 1.23%
245,245
-18,060
-7% -$230K
NFE icon
21
New Fortress Energy
NFE
$108M
$2.78M 1.19%
63,602
– –
NMAI icon
22
Nuveen Multi-Asset Income Fund
NMAI
$462M
$2.6M 1.11%
246,300
-5,630
-2% -$75.3K
GAM
23
General American Investors Company
GAM
$1.54B
$2.46M 1.05%
72,773
-721
-1% -$26.7K
CTR
24
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$2.4M 1.02%
91,246
-2,635
-3% -$75.6K
JRI icon
25
Nuveen Real Asset Income & Growth Fund
JRI
$354M
$2.28M 0.97%
204,320
+10,591
+5% +$140K
1
2 3 4 5

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Thomas J. Herzfeld Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Thomas J. Herzfeld Advisors held 347 positions worth $234M, down 2.9% from $241M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Thomas J. Herzfeld Advisors's Q3 2022 filing shows 25 new, 51 increased, 52 reduced and 39 closed positions. Its largest new stake was iShares Core US Aggregate Bond ETF: 143,372 shares worth $13.8M. The largest sale was Cornerstone Strategic Value Fund, an estimated $7.6M.

By sector, the portfolio is most concentrated in Financials at 4% of assets, down from 7.6% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q3 2022 buy was iShares Core US Aggregate Bond ETF: 143,372 shares worth $13.8M.
  • Thomas J. Herzfeld Advisors added most to WisdomTree Floating Rate Treasury Fund in Q3 2022, an estimated $23.9M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2022 reduction was Cornerstone Strategic Value Fund, cutting an estimated $7.6M.
  • Thomas J. Herzfeld Advisors fully exited ProShares Short 20+ Year Treasury ETF in Q3 2022, selling an estimated $3.21M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 57% of its $234M portfolio in Q3 2022.
  • Thomas J. Herzfeld Advisors opened 25 new positions and closed 39 in Q3 2022.
  • Thomas J. Herzfeld Advisors's portfolio value fell 2.9% quarter-over-quarter to $234M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2022, filed 14 Nov 2022.