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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.39%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$244M
AUM Growth
+$9.56M
Cap. Flow
+$5.83M
Cap. Flow %
2.39%
Top 10 Hldgs %
47.07%
Holding
337
New
29
Increased
99
Reduced
48
Closed
20

Top Buys

Rank Stock Value
1
OXLC
Oxford Lane Capital
OXLC
+$13.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$6.14M
3
BRW
Saba Capital Income & Opportunities Fund
BRW
+$5.41M
4
FAX
abrdn Asia-Pacific Income Fund
FAX
+$2.98M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$2.7M

Top Sells

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$26.2M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$13.8M
3
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$4.15M
4
PCF
High Income Securities Fund
PCF
+$3.01M
5
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$1.51M

Sector Composition

Rank Sector Weight
1 Financials 9.71%
2 Industrials 3.3%
3 Consumer Discretionary 2.24%
4 Materials 1.19%
5 Energy 1.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HFRO
1
Highland Opportunities and Income Fund
HFRO
$401M
$25.3M 10.39%
2,460,982
+65,872
+3% +$718K
BRW
2
Saba Capital Income & Opportunities Fund
BRW
$336M
$14.8M 6.07%
1,945,655
+690,782
+55% +$5.41M
NXDT
3
NexPoint Diversified Real Estate Trust
NXDT
$283M
$13.6M 5.57%
1,212,410
-327,956
-21% -$4.15M
OXLC
4
Oxford Lane Capital
OXLC
$840M
$13.4M 5.49%
+528,784
New +$13.6M
PDX
5
PIMCO Dynamic Income Strategy Fund
PDX
$968M
$11.7M 4.8%
783,798
+22,695
+3% +$345K
SJB icon
6
ProShares Short High Yield
SJB
$51.9M
$9.23M 3.78%
485,859
+37,657
+8% +$722K
CLM icon
7
Cornerstone Strategic Value Fund
CLM
$2.18B
$8.1M 3.32%
1,116,266
+761,378
+215% +$6.14M
USFR icon
8
WisdomTree Floating Rate Treasury Fund
USFR
$18.1B
$7.75M 3.18%
154,252
-520,252
-77% -$26.2M
NDP
9
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$5.57M 2.28%
191,004
+12,519
+7% +$403K
STEW
10
SRH Total Return Fund
STEW
$1.74B
$5.36M 2.19%
421,703
-46,497
-10% -$572K
CCIF
11
Carlyle Credit Income Fund
CCIF
$56.6M
$4.45M 1.82%
510,499
+60,855
+14% +$535K
CEM
12
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$4.34M 1.78%
130,039
-3,028
-2% -$102K
PEO
13
Adams Natural Resources Fund
PEO
$760M
$4.14M 1.7%
197,441
+8,324
+4% +$179K
AIF
14
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$3.98M 1.63%
328,093
+82,848
+34% +$1.01M
CRF
15
Cornerstone Total Return Fund
CRF
$1.14B
$3.83M 1.57%
550,907
+306,699
+126% +$2.38M
BCAT icon
16
BlackRock Capital Allocation Term Trust
BCAT
$1.62B
$3.75M 1.53%
270,013
-9,345
-3% -$132K
JSD
17
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$3.48M 1.42%
293,059
+39,051
+15% +$467K
CET
18
Central Securities Corp
CET
$1.55B
$3.34M 1.37%
100,088
-4,618
-4% -$161K
ECAT icon
19
BlackRock ESG Capital Allocation Term Trust
ECAT
$1.51B
$3.32M 1.36%
246,898
-23,684
-9% -$324K
FAX
20
abrdn Asia-Pacific Income Fund
FAX
$594M
$3.13M 1.28%
+198,200
New +$2.98M
JLS icon
21
Nuveen Mortgage and Income Fund
JLS
$94.1M
$2.88M 1.18%
178,022
+52,554
+42% +$838K
DMO
22
Western Asset Mortgage Opportunity Fund
DMO
$119M
$2.77M 1.14%
257,171
+74,304
+41% +$807K
NFE icon
23
New Fortress Energy
NFE
$100M
$2.7M 1.11%
63,602
– –
GDV icon
24
Gabelli Dividend & Income Trust
GDV
$2.6B
$2.62M 1.07%
126,903
+125,465
+8,725% +$2.57M
NBXG
25
Neuberger Next Generation Connectivity Fund Inc
NBXG
$1.18B
$2.57M 1.05%
+282,582
New +$2.68M
1
2 3 4 5

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Thomas J. Herzfeld Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Thomas J. Herzfeld Advisors held 337 positions worth $244M, up 4.1% from $234M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Thomas J. Herzfeld Advisors's Q4 2022 filing shows 29 new, 99 increased, 48 reduced and 20 closed positions. Its largest new stake was Oxford Lane Capital: 528,784 shares worth $13.4M. The largest sale was WisdomTree Floating Rate Treasury Fund, an estimated $26.2M.

By sector, the portfolio is most concentrated in Financials at 9.7% of assets, up from 4% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q4 2022 buy was Oxford Lane Capital: 528,784 shares worth $13.4M.
  • Thomas J. Herzfeld Advisors added most to Cornerstone Strategic Value Fund in Q4 2022, an estimated $6.14M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2022 reduction was WisdomTree Floating Rate Treasury Fund, cutting an estimated $26.2M.
  • Thomas J. Herzfeld Advisors fully exited iShares Core US Aggregate Bond ETF in Q4 2022, selling an estimated $13.8M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 47% of its $244M portfolio in Q4 2022.
  • Thomas J. Herzfeld Advisors opened 29 new positions and closed 20 in Q4 2022.
  • Thomas J. Herzfeld Advisors's portfolio value rose 4.1% quarter-over-quarter to $244M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2022, filed 14 Feb 2023.