TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
+2.39%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$244M
AUM Growth
+$244M
Cap. Flow
+$4.78M
Cap. Flow %
1.96%
Top 10 Hldgs %
47.07%
Holding
337
New
29
Increased
99
Reduced
48
Closed
20

Top Buys

1
OXLC
Oxford Lane Capital
OXLC
$13.4M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
$5.52M
3
BRW
Saba Capital Income & Opportunities Fund
BRW
$5.26M
4
FAX
abrdn Asia-Pacific Income Fund
FAX
$3.13M
5
GDV icon
Gabelli Dividend & Income Trust
GDV
$2.59M

Top Sells

1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
$26.2M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
$13.8M
3
NXDT
NexPoint Diversified Real Estate Trust
NXDT
$3.68M
4
PCF
High Income Securities Fund
PCF
$3.01M
5
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$1.47M

Sector Composition

1 Financials 9.7%
2 Industrials 3.3%
3 Consumer Discretionary 2.24%
4 Materials 1.19%
5 Energy 1.16%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HFRO
1
Highland Opportunities and Income Fund
HFRO
$340M
$25.3M 10.39% 2,460,982 +65,872 +3% +$678K
BRW
2
Saba Capital Income & Opportunities Fund
BRW
$353M
$14.8M 6.07% 1,945,655 +690,782 +55% +$5.26M
NXDT
3
NexPoint Diversified Real Estate Trust
NXDT
$186M
$13.6M 5.57% 1,212,410 -327,956 -21% -$3.68M
OXLC
4
Oxford Lane Capital
OXLC
$1.81B
$13.4M 5.49% +2,643,918 New +$13.4M
PDX
5
PIMCO Dynamic Income Strategy Fund
PDX
$1.1B
$11.7M 4.8% 783,798 +22,695 +3% +$339K
SJB icon
6
ProShares Short High Yield
SJB
$83.4M
$9.23M 3.78% 485,859 +37,657 +8% +$715K
CLM icon
7
Cornerstone Strategic Value Fund
CLM
$2.31B
$8.1M 3.32% 1,098,687 +749,388 +215% +$5.52M
USFR icon
8
WisdomTree Floating Rate Treasury Fund
USFR
$18.8B
$7.75M 3.18% 154,252 -520,252 -77% -$26.2M
NDP
9
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$5.57M 2.28% 191,004 +12,519 +7% +$365K
STEW
10
SRH Total Return Fund
STEW
$1.79B
$5.36M 2.19% 421,703 -46,497 -10% -$591K
CCIF
11
Carlyle Credit Income Fund
CCIF
$121M
$4.45M 1.82% 510,499 +60,855 +14% +$530K
CEM
12
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$4.34M 1.78% 130,039 -3,028 -2% -$101K
PEO
13
Adams Natural Resources Fund
PEO
$594M
$4.14M 1.7% 189,944 +8,008 +4% +$175K
AIF
14
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$3.98M 1.63% 328,093 +82,848 +34% +$1M
CRF
15
Cornerstone Total Return Fund
CRF
$1.21B
$3.83M 1.57% 540,105 +300,685 +126% +$2.13M
BCAT icon
16
BlackRock Capital Allocation Term Trust
BCAT
$1.57B
$3.75M 1.53% 270,013 -9,345 -3% -$130K
JSD
17
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$3.48M 1.42% 293,059 +39,051 +15% +$463K
CET
18
Central Securities Corp
CET
$1.45B
$3.34M 1.37% 100,088 -4,618 -4% -$154K
ECAT icon
19
BlackRock ESG Capital Allocation Term Trust
ECAT
$1.64B
$3.32M 1.36% 246,898 -23,684 -9% -$318K
FAX
20
abrdn Asia-Pacific Income Fund
FAX
$675M
$3.13M 1.28% +1,189,202 New +$3.13M
JLS icon
21
Nuveen Mortgage and Income Fund
JLS
$103M
$2.88M 1.18% 178,022 +52,554 +42% +$850K
DMO
22
Western Asset Mortgage Opportunity Fund
DMO
$136M
$2.77M 1.14% 257,171 +74,304 +41% +$800K
NFE icon
23
New Fortress Energy
NFE
$675M
$2.7M 1.11% 63,602 – –
GDV icon
24
Gabelli Dividend & Income Trust
GDV
$2.39B
$2.62M 1.07% 126,903 +125,465 +8,725% +$2.59M
NBXG
25
Neuberger Berman Next Generation Connectivity Fund
NBXG
$1.17B
$2.57M 1.05% +282,582 New +$2.57M
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