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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-1.6%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$199M
AUM Growth
+$19.3M
Cap. Flow
+$23.1M
Cap. Flow %
11.59%
Top 10 Hldgs %
27.21%
Holding
366
New
86
Increased
85
Reduced
36
Closed
58

Top Buys

Rank Stock Value
1
THQ
abrdn Healthcare Opportunities Fund
THQ
+$4.29M
2
BST icon
BlackRock Science and Technology Trust
BST
+$2.59M
3
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
+$2.52M
4
SMM
Salient Midstream & MLP Fund
SMM
+$2.46M
5
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$1.65M

Top Sells

Rank Stock Value
1
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$2.04M
2
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$1.82M
3
NIE
Virtus Equity & Convertible Income Fund
NIE
+$1.72M
4
FPF
First Trust Intermediate Duration Preferred & Income Fund
FPF
+$1.3M
5
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$1.16M

Sector Composition

Rank Sector Weight
1 Financials 5.37%
2 Industrials 4.95%
3 Consumer Discretionary 3.58%
4 Consumer Staples 2.23%
5 Real Estate 1.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXLCO
1
DELISTED
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
$8.15M 4.09%
334,552
+68,388
+26% +$1.65M
FF
2
DELISTED
FIRST OPPORTUNITY FUND INC COM STK (US)
FF
$7.38M 3.7%
772,342
+121,491
+19% +$1.16M
ADX icon
3
Adams Diversified Equity Fund
ADX
$3.18B
$5.51M 2.77%
402,677
+27,856
+7% +$386K
PCI
4
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$5.25M 2.64%
254,194
+9,959
+4% +$217K
DCA
5
DELISTED
Virtus Total Return Fund
DCA
$4.9M 2.46%
1,085,047
-51,333
-5% -$235K
AOD
6
abrdn Total Dynamic Dividend Fund
AOD
$1.1B
$4.86M 2.44%
572,855
+34,455
+6% +$294K
OXLCN
7
DELISTED
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
$4.65M 2.33%
188,048
+100,913
+116% +$2.52M
TY icon
8
TRI-Continental Corp
TY
$1.85B
$4.55M 2.29%
212,736
+6,918
+3% +$146K
PEO
9
Adams Natural Resources Fund
PEO
$755M
$4.48M 2.25%
195,366
+7,075
+4% +$176K
THQ
10
abrdn Healthcare Opportunities Fund
THQ
$771M
$4.44M 2.23%
+221,329
New +$4.29M
JQC icon
11
Nuveen Credit Strategies Income Fund
JQC
$702M
$4.18M 2.1%
476,129
+113,676
+31% +$995K
CPA icon
12
Copa Holdings
CPA
$5.54B
$3.92M 1.97%
37,800
+12,000
+47% +$1.28M
GLO
13
Clough Global Opportunities Fund
GLO
$247M
$3.9M 1.96%
303,857
+72,980
+32% +$876K
HERZ
14
Herzfeld Credit Income Fund
HERZ
$32.1M
$3.6M 1.81%
52,218
+15,794
+43% +$949K
KMF
15
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$3.46M 1.74%
101,799
+44,469
+78% +$1.6M
DSL
16
DoubleLine Income Solutions Fund
DSL
$1.22B
$3.36M 1.69%
168,746
+59,065
+54% +$1.23M
GAM
17
General American Investors Company
GAM
$1.53B
$3.34M 1.68%
95,409
+9,243
+11% +$330K
USA icon
18
Liberty All-Star Equity Fund
USA
$1.74B
$3.29M 1.65%
550,454
+98,746
+22% +$575K
SMM
19
DELISTED
Salient Midstream & MLP Fund
SMM
$3.16M 1.58%
132,800
+95,892
+260% +$2.46M
TYG
20
Tortoise Energy Infrastructure Corp
TYG
$1.14B
$3.03M 1.52%
17,309
+6,738
+64% +$1.22M
SEVN
21
Seven Hills Realty Trust
SEVN
$177M
$2.97M 1.49%
148,192
-16,255
-10% -$317K
TTP
22
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$2.84M 1.43%
23,125
+7,586
+49% +$963K
FTT
23
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$2.78M 1.39%
208,436
+15,088
+8% +$199K
MTZ icon
24
MasTec
MTZ
$28.4B
$2.71M 1.36%
120,100
+53,000
+79% +$1.31M
AGD
25
abrdn Global Dynamic Dividend Fund
AGD
$312M
$2.64M 1.32%
268,076
+37,938
+16% +$371K
1
2 3 4 5

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PCI
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PC
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DMBA
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MFC
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MEPT
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Thomas J. Herzfeld Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Thomas J. Herzfeld Advisors held 366 positions worth $199M, up 11% from $180M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Thomas J. Herzfeld Advisors deployed $23.1M of net new capital in Q4 2014, opening 86 new positions and adding to 85 existing holdings. Its largest new stake was abrdn Healthcare Opportunities Fund: 221,329 shares worth $4.44M.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 4.8% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Nuveen Municipal Credit Income Fund, an estimated $2.04M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2014 buy was abrdn Healthcare Opportunities Fund: 221,329 shares worth $4.44M.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock in Q4 2014, an estimated $2.52M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2014 reduction was Nuveen Municipal Credit Income Fund, cutting an estimated $2.04M.
  • Thomas J. Herzfeld Advisors fully exited Nuveen California AMT-Free Quality Municipal Income Fund in Q4 2014, selling an estimated $1.82M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 27% of its $199M portfolio in Q4 2014.
  • Thomas J. Herzfeld Advisors opened 86 new positions and closed 58 in Q4 2014.
  • Thomas J. Herzfeld Advisors's portfolio value rose 11% quarter-over-quarter to $199M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2014, filed 13 Feb 2015.