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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-2.99%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$180M
AUM Growth
+$4.46M
Cap. Flow
+$10.2M
Cap. Flow %
5.66%
Top 10 Hldgs %
27.42%
Holding
301
New
13
Increased
70
Reduced
53
Closed
21

Top Buys

Rank Stock Value
1
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$3.71M
2
DRA
Diversified Real Asset Income Fd
DRA
+$2.49M
3
TYG
Tortoise Energy Infrastructure Corp
TYG
+$1.99M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$1.71M
5
JMM icon
Nuveen Multi-Market Income Fund
JMM
+$1.49M

Top Sells

Rank Stock Value
1
SLA
AMERICAN SELECT PTFL INC
SLA
+$2.08M
2
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
+$1.5M
3
MRF
AMERICAN INCOME FUND
MRF
+$1.35M
4
GAB.PRG icon
Gabelli Equity Trust Series G Preferred Stock
GAB.PRG
+$1.12M
5
ACG
AllianceBernstein Income Fund Inc
ACG
+$1.11M

Sector Composition

Rank Sector Weight
1 Financials 4.77%
2 Industrials 3.88%
3 Consumer Staples 3.32%
4 Consumer Discretionary 3.27%
5 Real Estate 1.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXLCO
1
DELISTED
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
$6.49M 3.61%
266,164
+151,673
+132% +$3.71M
FF
2
DELISTED
FIRST OPPORTUNITY FUND INC COM STK (US)
FF
$6.31M 3.51%
650,851
+26,468
+4% +$256K
PCI
3
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$5.49M 3.05%
244,235
+74,002
+43% +$1.71M
DCA
4
DELISTED
Virtus Total Return Fund
DCA
$5.28M 2.94%
1,136,380
-103,071
-8% -$489K
ADX icon
5
Adams Diversified Equity Fund
ADX
$3.18B
$5.22M 2.91%
374,821
+16,295
+5% +$227K
PEO
6
Adams Natural Resources Fund
PEO
$755M
$5.22M 2.9%
188,291
+3,481
+2% +$102K
AOD
7
abrdn Total Dynamic Dividend Fund
AOD
$1.1B
$4.58M 2.55%
538,400
-36,669
-6% -$323K
TY icon
8
TRI-Continental Corp
TY
$1.85B
$4.29M 2.39%
205,818
-14,808
-7% -$312K
JQC icon
9
Nuveen Credit Strategies Income Fund
JQC
$702M
$3.24M 1.8%
362,453
+141,131
+64% +$1.28M
GAM
10
General American Investors Company
GAM
$1.53B
$3.19M 1.78%
86,166
-3,000
-3% -$112K
SEVN
11
Seven Hills Realty Trust
SEVN
$177M
$2.98M 1.65%
164,447
+2,837
+2% +$54K
CPA icon
12
Copa Holdings
CPA
$5.54B
$2.77M 1.54%
25,800
+8,600
+50% +$1.15M
GLO
13
Clough Global Opportunities Fund
GLO
$247M
$2.75M 1.53%
230,877
+2,746
+1% +$34.6K
USA icon
14
Liberty All-Star Equity Fund
USA
$1.74B
$2.63M 1.46%
451,708
+25,423
+6% +$151K
FTT
15
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$2.6M 1.45%
193,348
-10,269
-5% -$138K
BTZ icon
16
BlackRock Credit Allocation Income Trust
BTZ
$930M
$2.5M 1.39%
187,746
+9,202
+5% +$124K
DRA
17
DELISTED
Diversified Real Asset Income Fd
DRA
$2.5M 1.39%
+140,718
New +$2.49M
UTF icon
18
Cohen & Steers Infrastructure Fund
UTF
$3.11B
$2.42M 1.34%
104,442
+11,669
+13% +$278K
DSL
19
DoubleLine Income Solutions Fund
DSL
$1.22B
$2.38M 1.32%
109,681
+47,140
+75% +$1.02M
KMF
20
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$2.3M 1.28%
57,330
+9,700
+20% +$394K
AGD
21
abrdn Global Dynamic Dividend Fund
AGD
$312M
$2.28M 1.27%
230,138
-36,627
-14% -$378K
GRX
22
Gabelli Healthcare & Wellness Trust
GRX
$140M
$2.27M 1.26%
229,097
+94,444
+70% +$956K
HERZ
23
Herzfeld Credit Income Fund
HERZ
$32.1M
$2.26M 1.26%
36,424
– –
FSD
24
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$2.24M 1.25%
131,130
+19,896
+18% +$349K
PPT
25
Franklin Premier Income Trust
PPT
$327M
$2.22M 1.24%
405,470
+11,924
+3% +$65.5K
1
2 3 4 5

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PCI
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PC
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DMBA
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MEPT
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Thomas J. Herzfeld Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Thomas J. Herzfeld Advisors held 301 positions worth $180M, up 2.5% from $175M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Thomas J. Herzfeld Advisors deployed $10.2M of net new capital in Q3 2014, opening 13 new positions and adding to 70 existing holdings. Its largest new stake was Diversified Real Asset Income Fd: 140,718 shares worth $2.5M.

By sector, the portfolio is most concentrated in Financials at 4.8% of assets, down from 5.2% a quarter earlier, followed by Industrials and Consumer Staples.

On the sell side, the largest reduction was BlackRock Enhanced Equity Dividend Trust, an estimated $1.5M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2014 buy was Diversified Real Asset Income Fd: 140,718 shares worth $2.5M.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 in Q3 2014, an estimated $3.71M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2014 reduction was BlackRock Enhanced Equity Dividend Trust, cutting an estimated $1.5M.
  • Thomas J. Herzfeld Advisors fully exited AMERICAN SELECT PTFL INC in Q3 2014, selling an estimated $2.08M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 27% of its $180M portfolio in Q3 2014.
  • Thomas J. Herzfeld Advisors opened 13 new positions and closed 21 in Q3 2014.
  • Thomas J. Herzfeld Advisors's portfolio value rose 2.5% quarter-over-quarter to $180M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.