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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+4.09%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$175M
AUM Growth
+$5.15M
Cap. Flow
-$1.35M
Cap. Flow %
-0.77%
Top 10 Hldgs %
25.98%
Holding
336
New
52
Increased
59
Reduced
61
Closed
48

Top Buys

Rank Stock Value
1
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.07M
2
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
+$1.55M
3
MRF
AMERICAN INCOME FUND
MRF
+$1.34M
4
CYBX
CYBERONICS INC
CYBX
+$1.12M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.08M

Top Sells

Rank Stock Value
1
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$1.8M
2
JRI icon
Nuveen Real Asset Income & Growth Fund
JRI
+$1.67M
3
BOE icon
BlackRock Enhanced Global Dividend Trust
BOE
+$1.44M
4
AVK
Advent Convertible and Income Fund
AVK
+$1.16M
5
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
+$1.14M

Sector Composition

Rank Sector Weight
1 Financials 5.24%
2 Consumer Staples 3.8%
3 Industrials 3.76%
4 Consumer Discretionary 3.28%
5 Real Estate 1.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FF
1
DELISTED
FIRST OPPORTUNITY FUND INC COM STK (US)
FF
$6.01M 3.43%
624,383
+17,227
+3% +$166K
DCA
2
DELISTED
Virtus Total Return Fund
DCA
$5.95M 3.39%
1,239,451
+49,316
+4% +$224K
PEO
3
Adams Natural Resources Fund
PEO
$751M
$5.54M 3.16%
184,810
+4,698
+3% +$133K
AOD
4
abrdn Total Dynamic Dividend Fund
AOD
$1.12B
$5.13M 2.93%
575,069
-17,333
-3% -$150K
ADX icon
5
Adams Diversified Equity Fund
ADX
$3.23B
$4.93M 2.81%
358,526
+8,946
+3% +$119K
TY icon
6
TRI-Continental Corp
TY
$1.87B
$4.63M 2.64%
220,626
+3,390
+2% +$69.3K
PCI
7
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$4.05M 2.31%
170,233
+9,803
+6% +$229K
GAM
8
General American Investors Company
GAM
$1.54B
$3.28M 1.87%
89,166
+6,955
+8% +$249K
SEVN
9
Seven Hills Realty Trust
SEVN
$183M
$3.06M 1.75%
161,610
+11,027
+7% +$204K
GLO
10
Clough Global Opportunities Fund
GLO
$248M
$2.97M 1.69%
228,131
+20,486
+10% +$260K
OXLCO
11
DELISTED
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
$2.81M 1.6%
114,491
+24,180
+27% +$584K
AGD
12
abrdn Global Dynamic Dividend Fund
AGD
$319M
$2.8M 1.6%
266,765
-6,750
-2% -$68.8K
FTT
13
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$2.75M 1.57%
203,617
-11,165
-5% -$151K
USA icon
14
Liberty All-Star Equity Fund
USA
$1.77B
$2.56M 1.46%
426,285
+22,002
+5% +$129K
BTZ icon
15
BlackRock Credit Allocation Income Trust
BTZ
$943M
$2.46M 1.4%
178,544
+100
+0.1% +$1.37K
CPA icon
16
Copa Holdings
CPA
$5.66B
$2.45M 1.4%
17,200
-627
-4% -$87.8K
NZF icon
17
Nuveen Municipal Credit Income Fund
NZF
$2.43B
$2.31M 1.32%
169,228
+12,053
+8% +$161K
HERZ
18
Herzfeld Credit Income Fund
HERZ
$33.5M
$2.3M 1.31%
36,424
-850
-2% -$53.5K
UTF icon
19
Cohen & Steers Infrastructure Fund
UTF
$3.1B
$2.27M 1.3%
92,773
+31
+0% +$716
KOF icon
20
Coca-Cola Femsa
KOF
$22.1B
$2.23M 1.27%
19,602
– –
PPT
21
Franklin Premier Income Trust
PPT
$328M
$2.18M 1.25%
393,546
+21,080
+6% +$117K
SLA
22
DELISTED
AMERICAN SELECT PTFL INC
SLA
$2.08M 1.19%
194,605
+8,595
+5% +$88.7K
JQC icon
23
Nuveen Credit Strategies Income Fund
JQC
$708M
$2.07M 1.18%
+221,322
New +$2.07M
RVT icon
24
Royce Value Trust
RVT
$2.21B
$2.06M 1.18%
129,016
-21,700
-14% -$338K
FSD
25
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$2.02M 1.15%
111,234
+29,940
+37% +$537K
1
2 3 4 5

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PCI
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Thomas J. Herzfeld Advisors's Q2 2014 Portfolio in Review

As of Q2 2014, Thomas J. Herzfeld Advisors held 336 positions worth $175M, up 3% from $170M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Thomas J. Herzfeld Advisors's Q2 2014 filing shows 52 new, 59 increased, 61 reduced and 48 closed positions. Its largest new stake was Nuveen Credit Strategies Income Fund: 221,322 shares worth $2.07M. The largest sale was BlackRock Taxable Municipal Bond Trust, an estimated $1.8M.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, down from 5.5% a quarter earlier, followed by Consumer Staples and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q2 2014 buy was Nuveen Credit Strategies Income Fund: 221,322 shares worth $2.07M.
  • Thomas J. Herzfeld Advisors added most to Kayne Anderson NextGen Energy & Infrastructure, Inc. in Q2 2014, an estimated $694K increase.
  • Thomas J. Herzfeld Advisors's biggest Q2 2014 reduction was Morgan Stanley Emerging Markets Domestic Debt Fund, cutting an estimated $1.14M.
  • Thomas J. Herzfeld Advisors fully exited BlackRock Taxable Municipal Bond Trust in Q2 2014, selling an estimated $1.8M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 26% of its $175M portfolio in Q2 2014.
  • Thomas J. Herzfeld Advisors opened 52 new positions and closed 48 in Q2 2014.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3% quarter-over-quarter to $175M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2014, filed 14 Aug 2014.