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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.22%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$282M
AUM Growth
+$8.49M
Cap. Flow
+$3.08M
Cap. Flow %
1.09%
Top 10 Hldgs %
37.11%
Holding
314
New
16
Increased
66
Reduced
69
Closed
37

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$8.15M
2
OXLC
Oxford Lane Capital
OXLC
+$3.86M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.53M
4
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$2.19M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.75M

Top Sells

Rank Stock Value
1
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$6.65M
2
UTG icon
Reaves Utility Income Fund
UTG
+$4.8M
3
ADX icon
Adams Diversified Equity Fund
ADX
+$4.66M
4
STEW
SRH Total Return Fund
STEW
+$1.49M
5
KIO
KKR Income Opportunities Fund
KIO
+$1.19M

Sector Composition

Rank Sector Weight
1 Financials 7.49%
2 Consumer Discretionary 4.37%
3 Industrials 3.62%
4 Consumer Staples 1.84%
5 Materials 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXDT
1
NexPoint Diversified Real Estate Trust
NXDT
$299M
$18.3M 6.5%
818,672
-294,526
-26% -$6.65M
CET
2
Central Securities Corp
CET
$1.56B
$13.9M 4.94%
471,937
+3,277
+0.7% +$94.5K
STEW
3
SRH Total Return Fund
STEW
$1.76B
$12.1M 4.3%
1,080,839
-135,465
-11% -$1.49M
ECC
4
Eagle Point Credit Company
ECC
$488M
$12M 4.25%
669,370
+53,415
+9% +$976K
THQ
5
abrdn Healthcare Opportunities Fund
THQ
$783M
$11.2M 3.97%
596,720
-8,700
-1% -$158K
FLOT icon
6
iShares Floating Rate Bond ETF
FLOT
$10.1B
$8.15M 2.89%
+159,830
New +$8.15M
HERZ
7
Herzfeld Credit Income Fund
HERZ
$33.2M
$8.04M 2.85%
161,370
-1,448
-0.9% -$73.8K
THW
8
abrdn World Healthcare Fund
THW
$538M
$7.49M 2.66%
533,903
-26,040
-5% -$356K
GAM
9
General American Investors Company
GAM
$1.54B
$6.84M 2.42%
184,920
-2,820
-2% -$102K
AOD
10
abrdn Total Dynamic Dividend Fund
AOD
$1.11B
$6.58M 2.33%
749,443
-13,790
-2% -$122K
JQC icon
11
Nuveen Credit Strategies Income Fund
JQC
$704M
$5.81M 2.06%
729,387
+318,772
+78% +$2.53M
ISD
12
PGIM High Yield Bond Fund
ISD
$425M
$5.68M 2.02%
401,805
+68,578
+21% +$967K
OXLC
13
Oxford Lane Capital
OXLC
$866M
$5.46M 1.94%
103,053
+70,459
+216% +$3.86M
AIF
14
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$5.42M 1.92%
349,187
+16,491
+5% +$256K
MINT icon
15
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$5.34M 1.89%
52,517
+17,269
+49% +$1.75M
MTZ icon
16
MasTec
MTZ
$26.6B
$5.24M 1.86%
117,297
+3,000
+3% +$139K
WIW
17
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$512M
$4.75M 1.68%
437,962
-64,751
-13% -$713K
TWN
18
Taiwan Fund
TWN
$480M
$4.64M 1.65%
242,290
-2,883
-1% -$57K
ADX icon
19
Adams Diversified Equity Fund
ADX
$3.19B
$4M 1.42%
240,035
-287,876
-55% -$4.66M
RCL icon
20
Royal Caribbean
RCL
$76.7B
$3.8M 1.35%
29,229
-1,600
-5% -$188K
TTP
21
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$3.75M 1.33%
54,258
-463
-0.8% -$32.8K
KMF
22
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$3.27M 1.16%
255,876
+548
+0.2% +$7.18K
SOR
23
Source Capital
SOR
$377M
$3.27M 1.16%
81,432
-1,446
-2% -$58.2K
NCLH icon
24
Norwegian Cruise Line
NCLH
$8.95B
$3.27M 1.16%
56,944
– –
GF
25
New Germany Fund
GF
$182M
$2.94M 1.04%
161,544
-1,217
-0.7% -$22.6K
1
2 3 4 5

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Thomas J. Herzfeld Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Thomas J. Herzfeld Advisors held 314 positions worth $282M, up 3.1% from $273M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Thomas J. Herzfeld Advisors's Q3 2018 filing shows 16 new, 66 increased, 69 reduced and 37 closed positions. Its largest new stake was iShares Floating Rate Bond ETF: 159,830 shares worth $8.15M. The largest sale was NexPoint Diversified Real Estate Trust, an estimated $6.65M.

By sector, the portfolio is most concentrated in Financials at 7.5% of assets, up from 6.5% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q3 2018 buy was iShares Floating Rate Bond ETF: 159,830 shares worth $8.15M.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital in Q3 2018, an estimated $3.86M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2018 reduction was NexPoint Diversified Real Estate Trust, cutting an estimated $6.65M.
  • Thomas J. Herzfeld Advisors fully exited Reaves Utility Income Fund in Q3 2018, selling an estimated $4.8M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 37% of its $282M portfolio in Q3 2018.
  • Thomas J. Herzfeld Advisors opened 16 new positions and closed 37 in Q3 2018.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.1% quarter-over-quarter to $282M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2018, filed 14 Nov 2018.