Thomas J. Herzfeld Advisors’s KKR Income Opportunities Fund KIO Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio KIO Stock Details KIO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-25,206	Closed	-$390K	–	288
2019 Q1	$390K	Sell	25,206 -17,285	-41%	-$265K	0.14%	108
2018 Q4	$605K	Buy	42,491 +6,395	+18%	+$98.6K	0.24%	83
2018 Q3	$592K	Sell	36,096 -71,449	-66%	-$1.19M	0.21%	82
2018 Q2	$1.78M	Buy	107,545 +44,563	+71%	+$719K	0.65%	44
2018 Q1	$1M	Buy	62,982 +32,483	+107%	+$515K	0.39%	57
2017 Q4	$490K	Buy	+30,499	New	+$504K	0.18%	80
2014 Q4	–	Sell	-3,001	Closed	-$52K	–	326
2014 Q3	$52K	Hold	3,001	–	–	0.03%	194
2014 Q2	$56K	Buy	+3,001	New	+$54.3K	0.03%	203

Other funds holding KIO

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

VEA

Virtus ETF Advisers New York $215M AUM 53.68% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

SRC

Sage Rhino Capital Menlo Park, California $535M AUM 24.07% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Thomas J. Herzfeld Advisors's KIO Position: Q2 2019 in Review

Thomas J. Herzfeld Advisors sold out of KKR Income Opportunities Fund (KIO) in Q2 2019, closing a stake of 25,206 shares — an estimated $390K sold.

Thomas J. Herzfeld Advisors first reported a position in KIO in Q2 2014 and held it in 8 quarters. The position peaked at $1.78M in Q2 2018. 44 funds tracked by Wall St. Rank hold KIO as of Q2 2019.

Thomas J. Herzfeld Advisors reported no remaining KKR Income Opportunities Fund position as of Q2 2019 after selling out during the quarter.
Thomas J. Herzfeld Advisors sold 25,206 KKR Income Opportunities Fund shares in Q2 2019, an estimated $390K.
Thomas J. Herzfeld Advisors first reported a position in KKR Income Opportunities Fund in Q2 2014 and held it in 8 quarters.
Thomas J. Herzfeld Advisors's KKR Income Opportunities Fund position peaked at $1.78M in Q2 2018.
44 funds tracked by Wall St. Rank held KKR Income Opportunities Fund as of Q2 2019.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2019, filed 13 Aug 2019.