Ladenburg Thalmann Financial Services’s KKR Income Opportunities Fund KIO Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$1.97M	Buy	124,592 +3,196	+3%	+$49.3K	0.01%	880
2019 Q3	$1.89M	Buy	121,396 +198	+0.2%	+$3.08K	0.01%	840
2019 Q2	$1.91M	Buy	121,198 +51,514	+74%	+$811K	0.01%	826
2019 Q1	$1.08M	Buy	69,684 +2,209	+3%	+$33.8K	0.01%	1139
2018 Q4	$961K	Buy	67,475 +1,290	+2%	+$19.9K	0.01%	1083
2018 Q3	$1.09M	Buy	66,185 +10,453	+19%	+$175K	0.01%	1071
2018 Q2	$885K	Hold	55,732	–	–	0.01%	1143
2018 Q1	$885K	Buy	55,732 +2,512	+5%	+$39.8K	0.01%	1143
2017 Q4	$854K	Buy	53,220 +22,478	+73%	+$371K	0.01%	1169
2017 Q3	$550K	Buy	30,742 +6,172	+25%	+$108K	0.01%	1400
2017 Q2	$430K	Buy	24,570 +21,960	+841%	+$384K	0.01%	1478
2017 Q1	$44K	Buy	2,610 +202	+8%	+$3.36K	﹤0.01%	3009
2016 Q4	$39K	Buy	2,408 +75	+3%	+$1.18K	﹤0.01%	3032
2016 Q3	$37K	Buy	2,333 +107	+5%	+$1.68K	﹤0.01%	3008
2016 Q2	$33K	Buy	2,226 +62	+3%	+$917	﹤0.01%	2996
2016 Q1	$31K	Buy	2,164 +919	+74%	+$12.2K	﹤0.01%	2943
2015 Q4	$17K	Sell	1,245 -768	-38%	-$11.1K	﹤0.01%	3339
2015 Q3	$29K	Buy	2,013 +30	+2%	+$453	﹤0.01%	2844
2015 Q2	$31K	Buy	1,983 +27	+1%	+$439	﹤0.01%	2927
2015 Q1	$32K	Buy	1,956 +36	+2%	+$591	﹤0.01%	2887
2014 Q4	$31K	Buy	1,920 +24	+1%	+$409	﹤0.01%	2686
2014 Q3	$33K	Buy	1,896 +822	+77%	+$14.8K	﹤0.01%	2294
2014 Q2	$20K	Buy	1,074 +22	+2%	+$398	﹤0.01%	2656
2014 Q1	$19K	Buy	1,052 +31	+3%	+$562	﹤0.01%	2609
2013 Q4	$18K	Buy	1,021 +21	+2%	+$373	﹤0.01%	2606
2013 Q3	$17K	Buy	+1,000	New	+$18.4K	﹤0.01%	2557