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KIO

KKR Income Opportunities Fund
KIO

19 hedge funds and large institutions have $25.5M invested in KKR Income Opportunities Fund in 2013 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 5 increasing their positions, 1 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,100% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 1

400% more repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 1

223% more capital invested

Capital invested by funds: $7.9M → $25.5M (+$17.6M)

111% more funds holding

Funds holding: 9 → 19 (+10)

6.35% more ownership

Funds ownership: 2.98% → 9.33% (+6.4%)

Holders
19
Holders Change
+10
Holders Change %
+111.11%
% of All Funds
0.55%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
5
Reduced
1
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$7.76M
2
MIG
Mariner Investment Group
New York
+$2.16M
3
U
UBS
Switzerland
+$1.61M
4
Invesco
Invesco
Georgia
+$1.55M
5
Bank of America
Bank of America
North Carolina
+$1.47M

Top Sellers

Rank Fund Capital Flow
1
WAM
Wolverine Asset Management
Illinois
-$103K
2
TRCT
Tower Research Capital (TRC)
New York
-$51K
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$12.1M +$7.76M +436,944 +185%
U
2
UBS
Switzerland
$4.85M +$1.61M +90,465 +50%
MIG
3
Mariner Investment Group
New York
$2.19M +$2.16M +121,818 New
Invesco
4
Invesco
Georgia
$1.57M +$1.55M +87,188 New
Bank of America
5
Bank of America
North Carolina
$1.49M +$1.47M +83,000 New
1832 Asset Management
6
1832 Asset Management
Ontario, Canada
$899K +$888K +50,000 New
FNYS
7
First New York Securities
New York
$665K +$657K +37,000 New
PP
8
Paloma Partners
Connecticut
$437K +$433K +24,344 New
SCM
9
Saba Capital Management
New York
$350K +$346K +19,500 New
SFS
10
Shaker Financial Services
Virginia
$328K +$324K +18,250 New
TRCT
11
Tower Research Capital (TRC)
New York
$174K -$51K -2,872 -23%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$142K +$87.1K +4,900 +163%
Barclays
13
Barclays
United Kingdom
$141K +$58.5K +3,290 +66%
Deutsche Bank
14
Deutsche Bank
Germany
$105K +$105K +5,885 New
Wells Fargo
15
Wells Fargo
California
$90K +$88.8K +5,000 New
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$18K +$373 +21 +2%
Citigroup
17
Citigroup
New York
$9K – – –
HCM
18
Highlander Capital Management
New Jersey
$7.99K +$7.91K +445 New
MFS
19
MSI Financial Services
Massachusetts
$4K +$4.44K +250 New
WAM
20
Wolverine Asset Management
Illinois
– -$103K -5,960 Closed

KIO Hedge Fund Activity: Q4 2013 in Review

19 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in KKR Income Opportunities Fund (KIO) for Q4 2013, worth a combined $25.5M — up 223% from $7.9M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new KIO positions and 1 closed out — a net gain of 11 holders — while 5 added to existing stakes and 1 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $7.76M. The largest seller was Wolverine Asset Management, exiting entirely with an estimated $103K sold.

  • 19 institutional investors held KKR Income Opportunities Fund (KIO) as of Q4 2013, up from 9 in Q3 2013.
  • Funds reported $25.5M of KKR Income Opportunities Fund stock for Q4 2013, up 223% quarter-over-quarter.
  • 12 funds opened new KKR Income Opportunities Fund positions in Q4 2013 and 1 closed out, a net change of +11 holders.
  • The largest KKR Income Opportunities Fund buyer in Q4 2013 was Morgan Stanley, an estimated $7.76M added.
  • The largest KKR Income Opportunities Fund seller in Q4 2013 was Wolverine Asset Management, an estimated $103K sold.

Based on aggregated 13F filings for Q4 2013.