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KIO

KKR Income Opportunities Fund

43 hedge funds and large institutions have $70.7M invested in KKR Income Opportunities Fund in 2018 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 14 increasing their positions, 16 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

13% more funds holding

Funds holding: 3843 (+5)

0.58% less ownership

Funds ownership: 21.75%21.17% (-0.58%)

8% less capital invested

Capital invested by funds: $77.2M → $70.7M (-$6.5M)

13% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 16

Holders
43
Holders Change
+5
Holders Change %
+13.16%
% of All Funds
0.98%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
14
Reduced
16
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$10.8M +$1.17M +70,141 +12%
UBS Group
2
UBS Group
Switzerland
$7.81M -$1.62M -96,899 -17%
GC
3
Guggenheim Capital
Illinois
$7.39M -$56.9K -3,400 -0.7%
Wells Fargo
4
Wells Fargo
California
$6.35M -$118K -7,078 -2%
Morgan Stanley
5
Morgan Stanley
New York
$6.26M -$292K -17,487 -4%
First Trust Advisors
6
First Trust Advisors
Illinois
$5.04M +$291K +17,410 +6%
RCM
7
Robinson Capital Management
Michigan
$3.07M -$58.5K -3,500 -2%
Bank of America
8
Bank of America
North Carolina
$2.14M -$1.19M -71,447 -35%
CCP
9
Clough Capital Partners
Massachusetts
$1.93M -$921K -55,096 -32%
SFS
10
Shaker Financial Services
Virginia
$1.52M +$1.55M +92,480 New
HCM
11
Highlander Capital Management
New Jersey
$1.33M -$156K -9,350 -10%
Stifel Financial
12
Stifel Financial
Missouri
$1.3M -$242K -14,499 -15%
MML Investors Services
13
MML Investors Services
Massachusetts
$1.3M +$721K +43,129 +119%
CAN
14
Claraphi Advisory Network
United States
$1.24M +$252K +15,074 +25%
CIA
15
Capital Investment Advisors
Georgia
$1.18M -$18.8K -1,123 -2%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$1.09M +$175K +10,453 +19%
PAG
17
Private Advisor Group
New Jersey
$1.02M +$1.04M +62,416 New
Baird Financial Group
18
Baird Financial Group
Wisconsin
$972K +$441K +26,376 +81%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$824K -$620K -37,076 -42%
COLIM
20
City of London Investment Management
United Kingdom
$788K
SPC
21
Sigma Planning Corp
Michigan
$661K -$121K -7,218 -15%
TJHA
22
Thomas J. Herzfeld Advisors
Florida
$592K -$1.19M -71,449 -66%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$573K -$692K -41,353 -54%
NMC
24
Nine Masts Capital
Hong Kong
$568K +$579K +34,600 New
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$567K +$63K +3,765 +12%

KIO Hedge Fund Activity: Q3 2018 in Review

43 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in KKR Income Opportunities Fund (KIO) for Q3 2018, worth a combined $70.7M — down 8.4% from $77.2M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new KIO positions and 4 closed out — a net gain of 5 holders — while 14 added to existing stakes and 16 trimmed.

The largest buyer was Shaker Financial Services, opening a new position worth an estimated $1.55M. The largest seller was Cornerstone Wealth Management, exiting entirely with an estimated $5.43M sold.

  • 43 institutional investors held KKR Income Opportunities Fund (KIO) as of Q3 2018, up from 38 in Q2 2018.
  • Funds reported $70.7M of KKR Income Opportunities Fund stock for Q3 2018, down 8.4% quarter-over-quarter.
  • 9 funds opened new KKR Income Opportunities Fund positions in Q3 2018 and 4 closed out, a net change of +5 holders.
  • The largest KKR Income Opportunities Fund buyer in Q3 2018 was Shaker Financial Services, an estimated $1.55M added.
  • The largest KKR Income Opportunities Fund seller in Q3 2018 was Cornerstone Wealth Management, an estimated $5.43M sold.

Based on aggregated 13F filings for Q3 2018.