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KIO

KKR Income Opportunities Fund

22 hedge funds and large institutions have $38.3M invested in KKR Income Opportunities Fund in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 8 increasing their positions, 6 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 6

0.23% more ownership

Funds ownership: 14.28%14.51% (+0.23%)

4% less funds holding

Funds holding: 2322 (-1)

6% less capital invested

Capital invested by funds: $40.6M → $38.3M (-$2.36M)

17% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 6

Holders
22
Holders Change
-1
Holders Change %
-4.35%
% of All Funds
0.64%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
8
Reduced
6
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$18.2M +$3.81M +211,219 +25%
U
2
UBS
Switzerland
$6.32M -$4.73M -262,202 -42%
Bessemer Group
3
Bessemer Group
New Jersey
$5.22M +$5.44M +302,060 New
Stifel Financial
4
Stifel Financial
Missouri
$2.34M +$146K +8,097 +6%
Invesco
5
Invesco
Georgia
$2M +$77K +4,273 +4%
1832 Asset Management
6
1832 Asset Management
Ontario, Canada
$1.75M +$24.6K +1,363 +1%
VKH
7
Virtu KCG Holdings
New York
$736K +$767K +42,579 New
Citigroup
8
Citigroup
New York
$441K
SFS
9
Shaker Financial Services
Virginia
$263K -$1.83M -101,427 -87%
Wells Fargo
10
Wells Fargo
California
$255K +$222K +12,291 +492%
LPL Financial
11
LPL Financial
California
$211K +$218K +12,100 New
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$150K -$4.2K -233 -3%
MFS
13
MSI Financial Services
Massachusetts
$92K +$9.91K +550 +12%
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$52K
Deutsche Bank
15
Deutsche Bank
Germany
$51K -$106K -5,885 -66%
Ameriprise
16
Ameriprise
Minnesota
$50K +$22.5K +1,250 +76%
CAL
17
Capital Analysts LLC
Pennsylvania
$47.4K +$49.4K +2,740 New
HCM
18
Highlander Capital Management
New Jersey
$42.3K
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$33K +$14.8K +822 +77%
NFG
20
Next Financial Group
Texas
$26K +$27K +1,500 New
Bank of America
21
Bank of America
North Carolina
$6K -$63.1K -3,500 -91%
GSC
22
Ground Swell Capital
South Carolina
$3K -$1.26K -70 -26%
MIG
23
Mariner Investment Group
New York
-$2.69M -144,482 Closed
RBC
24
Ronald Blue & Co
Georgia
-$610K -32,700 Closed
FCCM
25
First City Capital Management
Georgia
-$169K -9,050 Closed

KIO Hedge Fund Activity: Q3 2014 in Review

22 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in KKR Income Opportunities Fund (KIO) for Q3 2014, worth a combined $38.3M — down 5.8% from $40.6M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of KIO and 5 opened new positions — a net loss of 1 holder — while 6 trimmed existing stakes and 8 added.

The largest buyer was Bessemer Group, opening a new position worth an estimated $5.44M. The largest seller was UBS, cutting an estimated $4.73M.

  • 22 institutional investors held KKR Income Opportunities Fund (KIO) as of Q3 2014, down from 23 in Q2 2014.
  • Funds reported $38.3M of KKR Income Opportunities Fund stock for Q3 2014, down 5.8% quarter-over-quarter.
  • 5 funds opened new KKR Income Opportunities Fund positions in Q3 2014 and 6 closed out, a net change of -1 holder.
  • The largest KKR Income Opportunities Fund buyer in Q3 2014 was Bessemer Group, an estimated $5.44M added.
  • The largest KKR Income Opportunities Fund seller in Q3 2014 was UBS, an estimated $4.73M sold.

Based on aggregated 13F filings for Q3 2014.